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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 171 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 COSO COASTALSOUTH BANCSHARES INC Financial Services 1,602.0 $39K NEW $24.60 +3.7%
3402 FTRE FORTREA HLDGS INC Healthcare 4,176.0 $39K +2K +67.8% $9.42 +39.5%
3403 EFSC ENTERPRISE FINL SVCS CORP Financial Services 725.0 $39K +351.0 +93.8% $54.11 +12.2%
3404 DBX DROPBOX INC Technology 1,726.0 $39K +1K +387.6% $22.72 +19.9%
3405 DSGN DESIGN THERAPEUTICS INC Healthcare 3,684.0 $39K +3K +399.2% $10.64 +3.5%
3406 KLARNA GROUP PLC 2,992.0 $39K +2K +310.4% $13.09
3407 ELECTROVAYA INC 5,000.0 $39K NEW $7.82
3408 FISI FINANCIAL INSTITUTIONS INC Financial Services 1,233.0 $39K +986.0 +399.2% $31.71 +11.5%
3409 GSHD GOOSEHEAD INS INC Financial Services 914.0 $39K +154.0 +20.3% $42.70 -0.5%
3410 ADAMM ADAMAS TRUST INC. Financial Services 5,286.0 $39K +4K +225.5% $7.36 +245.9%
3411 FLMI FRANKLIN TEMPLETON ETF TR 1,552.0 $38K -123.0 -7.3% $24.79 -0.1%
3412 NAT NORDIC AMERICAN TANKERS LIMI Industrials 6,555.0 $38K -15K -69.8% $5.86 -6.2%
3413 CBT CABOT CORP Basic Materials 509.0 $38K -643.0 -55.8% $75.37 +3.9%
3414 HOG HARLEY DAVIDSON INC Consumer Cyclical 1,891.0 $38K +796.0 +72.7% $20.23 +14.7%
3415 PRLB PROTO LABS INC Industrials 668.0 $38K +427.0 +177.2% $57.02 +24.7%
3416 ENVIRI CORP 1,941.0 $38K +59.0 +3.1% $19.62
3417 SFBS SERVISFIRST BANCSHARES INC Financial Services 520.0 $38K $72.94 +5.8%
3418 LOUP INNOVATOR ETFS TRUST 550.0 $38K -34.0 -5.8% $68.85 +26.5%
3419 KMT KENNAMETAL INC Industrials 1,044.0 $38K +45.0 +4.5% $36.16 -2.6%
3420 WT WISDOMTREE INC Financial Services 2,589.0 $38K +2K +449.7% $14.56 +32.0%
Page 171 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%