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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 17 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 GBDC GOLUB CAP BDC INC Financial Services 2,311,002.0 $31.4M 0.06% NEW $13.57 -5.6%
322 SUB ISHARES TR 292,949.0 $31.3M 0.06% NEW $106.70 -0.6%
323 IWP ISHARES TR 227,790.0 $31.2M 0.06% NEW $136.94 -1.9%
324 ROKU ROKU INC Communication Services 286,721.0 $31.1M 0.06% NEW $108.49 +11.1%
325 PTCT PTC THERAPEUTICS INC Healthcare 405,536.0 $30.8M 0.06% NEW $75.96 -6.3%
326 TIP ISHARES TR 277,486.0 $30.5M 0.06% NEW $109.91 +0.2%
327 PYPL PAYPAL HLDGS INC Financial Services 520,346.0 $30.4M 0.06% NEW $58.38 -26.3%
328 PRU PRUDENTIAL FINL INC Financial Services 268,830.0 $30.3M 0.06% NEW $112.88 -11.0%
329 ESE ESCO TECHNOLOGIES INC Technology 154,257.0 $30.1M 0.05% NEW $195.39 +53.1%
330 MBB ISHARES TR 316,164.0 $30.1M 0.05% NEW $95.22 -2.2%
331 SYK STRYKER CORPORATION Healthcare 85,579.0 $30.1M 0.05% NEW $351.48 -10.5%
332 KWEB KRANESHARES TRUST 880,964.0 $30.0M 0.05% NEW $34.05 -17.8%
333 VIS VANGUARD WORLD FD 100,159.0 $29.9M 0.05% NEW $298.38 +10.0%
334 ITW ILLINOIS TOOL WKS INC Industrials 121,160.0 $29.8M 0.05% NEW $246.30 -0.5%
335 ACAD ACADIA PHARMACEUTICALS INC Healthcare 1,113,040.0 $29.7M 0.05% NEW $26.71 -22.4%
336 IWV ISHARES TR 76,804.0 $29.7M 0.05% NEW $386.85 +7.4%
337 IUSG ISHARES TR 175,404.0 $29.5M 0.05% NEW $167.94 +9.7%
338 WYNN WYNN RESORTS LTD Consumer Cyclical 241,924.0 $29.1M 0.05% NEW $120.33 -21.4%
339 OKE ONEOK INC NEW Energy 395,776.0 $29.1M 0.05% NEW $73.50 +30.3%
340 OGS ONE GAS INC Utilities 374,696.0 $28.9M 0.05% NEW $77.25 +7.4%
Page 17 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%