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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 169 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3361 LGIH LGI HOMES INC Consumer Cyclical 1,081.0 $43K +207.0 +23.7% $39.53 +16.9%
3362 PLMR PALOMAR HLDGS INC Financial Services 355.0 $42K +61.0 +20.8% $119.50 -3.1%
3363 ALV AUTOLIV INC Consumer Cyclical 403.0 $42K +181.0 +81.5% $105.16 +14.3%
3364 AMCX AMC NETWORKS INC Communication Services 6,232.0 $42K +5K +373.6% $6.79 +32.5%
3365 RYZ RYERSON HLDG CORP Consumer Defensive 1,880.0 $42K +687.0 +57.6% $22.48 +11.7%
3366 ACVA ACV AUCTIONS INC Consumer Cyclical 9,967.0 $42K -3K -24.1% $4.24 +39.2%
3367 SD SANDRIDGE ENERGY INC Energy 2,586.0 $42K $16.31 -4.8%
3368 FTXO FIRST TR EXCHANGE TRADED FD 1,164.0 $42K NEW $36.17 +5.2%
3369 PRNT ARK ETF TR 2,060.0 $42K +292.0 +16.5% $20.44 +19.6%
3370 GERN GERON CORP Healthcare 27,996.0 $42K +17K +164.8% $1.49 -15.4%
3371 ASH ASHLAND INC Basic Materials 749.0 $42K +441.0 +143.2% $55.63 +1.1%
3372 NANR SPDR INDEX SHS FDS 495.0 $42K +287.0 +138.0% $84.14 -2.2%
3373 AMN AMN HEALTHCARE SVCS INC Healthcare 2,268.0 $42K +1K +125.0% $18.34 +39.9%
3374 GIGB GOLDMAN SACHS ETF TR 906.0 $41K -32.0 -3.4% $45.80 -0.5%
3375 PPC PILGRIMS PRIDE CORP Consumer Defensive 1,098.0 $41K -2K -60.5% $37.76 -24.1%
3376 DAPP VANECK ETF TRUST 2,770.0 $41K +658.0 +31.2% $14.92 +44.3%
3377 CRUX COLUMBIA ETF TR I 1,374.0 $41K NEW $30.05 -1.0%
3378 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 1,883.0 $41K +2K +481.2% $21.89 +13.6%
3379 PUBM PUBMATIC INC Technology 5,034.0 $41K +4K +280.5% $8.18 +20.8%
3380 MUJ BLACKROCK MUNIHLDGS NJ QLTY Financial Services 3,550.0 $41K $11.57 +4.2%
Page 169 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%