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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 165 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3281 CBU COMMUNITY FINANCIAL SYSTEM I Financial Services 850.0 $50K +315.0 +58.9% $58.65 +7.7%
3282 BTDR BITDEER TECHNOLOGIES GROUP Technology 5,755.0 $50K +5K +1676.2% $8.65 +72.5%
3283 TIMB TIM S A Communication Services 1,878.0 $50K NEW $26.49 -14.9%
3284 REYN REYNOLDS CONSUMER PRODS INC Consumer Cyclical 2,330.0 $49K +536.0 +29.9% $21.19 +2.6%
3285 FYC FIRST TR EXCHANGE-TRADED ALP 508.0 $49K $96.98 +17.2%
3286 CNYA ISHARES TR 1,439.0 $49K $34.18 +7.8%
3287 CNMD CONMED CORP Healthcare 1,388.0 $49K +345.0 +33.1% $35.38 +4.6%
3288 OPTX SYNTEC OPTICS HLDGS INC Technology 6,977.0 $49K NEW $7.03 +55.6%
3289 ERH ALLSPRING UTILITIES AND HIGH Financial Services 4,052.0 $49K $12.10 -2.3%
3290 LITHIUM AMERS CORP NEW 12,407.0 $49K +4K +48.0% $3.95
3291 ABEV AMBEV SA Consumer Defensive 16,729.0 $49K +12K +226.4% $2.92 +12.0%
3292 AVNW AVIAT NETWORKS INC Technology 2,158.0 $49K +2K +398.4% $22.61 -27.2%
3293 AMJB JPMORGAN CHASE FINL CO LLC Financial Services 1,407.0 $49K NEW $34.57 +7.1%
3294 YBTC ROUNDHILL ETF TRUST 2,300.0 $48K NEW $21.06 +4.5%
3295 EMOP AB ACTIVE ETFS INC 1,104.0 $48K NEW $43.82 +15.7%
3296 EVC ENTRAVISION COMMUNICATIONS C Communication Services 16,259.0 $48K +13K +398.3% $2.97 +219.9%
3297 AVT AVNET INC Technology 781.0 $48K +615.0 +370.5% $61.66 +35.2%
3298 GNW GENWORTH FINL INC Financial Services 5,904.0 $48K -1K -17.5% $8.12 +13.9%
3299 WRLD WORLD ACCEP CORPORATION Financial Services 355.0 $48K +283.0 +393.1% $135.04 +15.3%
3300 AKR ACADIA RLTY TR Real Estate 2,494.0 $48K +66.0 +2.7% $19.12 +14.1%
Page 165 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%