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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 154 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3061 BSCX INVESCO EXCH TRD SLF IDX FD 3,411.0 $72K NEW $21.15 -1.7%
3062 WKC WORLD KINECT CORPORATION Energy 3,107.0 $72K +2K +383.2% $23.07 +55.4%
3063 CMU MFS HIGH YIELD MUN TR Financial Services 20,000.0 $72K $3.58 -6.1%
3064 PNI PIMCO NEW YORK MUN FD II Financial Services 10,427.0 $71K NEW $6.85 -0.3%
3065 CHRD CHORD ENERGY CORPORATION Energy 502.0 $71K $142.20 +2.7%
3066 RAMACO RES INC 4,610.0 $71K $15.46
3067 MSGE SPHERE ENTERTAINMENT CO Communication Services 607.0 $71K $117.40 -33.4%
3068 VIRTUS ARTIFICIAL INTELLIGEN 3,319.0 $71K +54.0 +1.6% $21.41
3069 ATMU ATMUS FILTRATION TECHNOLOGIE Industrials 1,250.0 $71K -70.0 -5.3% $56.78 -14.0%
3070 BFS SAUL CTRS INC Real Estate 2,178.0 $71K +77.0 +3.7% $32.58 +2.7%
3071 PSIX POWER SOLUTIONS INTL INC Industrials 1,160.0 $71K -652.0 -36.0% $60.88 -38.0%
3072 GSEU GOLDMAN SACHS ETF TR 1,561.0 $71K +1K +818.2% $45.20 +11.4%
3073 WSFS WSFS FINL CORP Financial Services 1,075.0 $70K +524.0 +95.1% $65.52 +19.7%
3074 PRGS PROGRESS SOFTWARE CORP Technology 2,739.0 $70K +1K +105.6% $25.66 +76.2%
3075 WHR WHIRLPOOL CORP Consumer Cyclical 1,302.0 $70K +301.0 +30.1% $53.94 -26.3%
3076 SRRK SCHOLAR ROCK HLDG CORP Healthcare 1,428.0 $70K +977.0 +216.6% $49.16 +20.5%
3077 EPR EPR PPTYS Real Estate 1,400.0 $70K +194.0 +16.1% $50.00 +19.2%
3078 DFIN DONNELLEY FINL SOLUTIONS INC Financial Services 1,483.0 $70K -10K -87.3% $47.14 +1.7%
3079 GEF GREIF INC Consumer Cyclical 1,042.0 $70K +353.0 +51.2% $67.07 +26.0%
3080 JPLD J P MORGAN EXCHANGE TRADED F 1,338.0 $70K NEW $52.19 -0.2%
Page 154 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%