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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 153 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3041 ALIGOS THERAPEUTICS INC 10,000.0 $74K $7.43
3042 VCYT VERACYTE INC Healthcare 2,302.0 $74K +583.0 +33.9% $32.21 +39.8%
3043 HAFC HANMI FINL CORP Financial Services 2,811.0 $74K +2K +400.2% $26.36 +14.5%
3044 QIAGEN NV 1,849.0 $74K NEW $40.05
3045 FIBK FIRST INTST BANCSYSTEM INC Financial Services 2,215.0 $74K +434.0 +24.4% $33.41 +6.2%
3046 DJCO DAILY JOURNAL CORP Technology 153.0 $74K $482.34 -1.9%
3047 NOG NORTHERN OIL & GAS INC Energy 2,519.0 $74K -357.0 -12.4% $29.24 -18.8%
3048 VERA VERA THERAPEUTICS INC Healthcare 1,825.0 $73K +2K +850.5% $40.23 -15.4%
3049 DKL DELEK LOGISTICS PARTNERS LP Energy 1,474.0 $73K $49.76 +3.1%
3050 SEDG SOLAREDGE TECHNOLOGIES INC Energy 1,436.0 $73K +248.0 +20.9% $51.05 +21.4%
3051 BSAC BANCO SANTANDER CHILE NEW Financial Services 2,193.0 $73K +2K +487.9% $33.40 -7.2%
3052 FLO FLOWERS FOODS INC Consumer Defensive 8,969.0 $73K +6K +159.4% $8.15 -2.6%
3053 PDBA INVESCO ACTVELY MNGD ETC FD 2,000.0 $73K $36.47 +0.8%
3054 TERN TERNS PHARMACEUTICALS INC Healthcare 1,381.0 $73K +1K +404.0% $52.72 +0.4%
3055 LIBERTY LIVE HOLDINGS INC 772.0 $73K -137.0 -15.1% $94.11
3056 IIPR INNOVATIVE INDL PPTYS INC Real Estate 1,448.0 $73K +52.0 +3.7% $50.16 +13.7%
3057 CMBS ISHARES TR 1,487.0 $72K +131.0 +9.7% $48.75 -0.6%
3058 HBM HUDBAY MINERALS INC Basic Materials 3,463.0 $72K -1K -29.8% $20.90 +16.7%
3059 HGLB HIGHLAND GLOBAL ALLOCATION F Financial Services 9,012.0 $72K $8.03 +0.1%
3060 GPI GROUP 1 AUTOMOTIVE INC Consumer Cyclical 218.0 $72K -5K -96.0% $331.18 -1.5%
Page 153 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%