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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 152 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3021 ISD PGIM HIGH YIELD BOND FUND IN Financial Services 5,881.0 $77K -2K -25.4% $13.16 -1.7%
3022 EXK ENDEAVOUR SILVER CORP Basic Materials 8,300.0 $77K +5K +151.5% $9.31 -0.9%
3023 WLDN WILLDAN GROUP INC Industrials 1,008.0 $77K +582.0 +136.6% $76.56 +22.2%
3024 GCOR GOLDMAN SACHS ETF TR 1,865.0 $77K $41.32 -1.1%
3025 NBB NUVEEN TAXABLE MUNICPAL INM Financial Services 4,912.0 $77K $15.66 -0.1%
3026 CRY ARTIVION INC 2,090.0 $77K +1K +214.3% $36.62 -51.2%
3027 MTRN MATERION CORP Basic Materials 527.0 $76K -331.0 -38.6% $144.83 +48.5%
3028 TRN TRINITY INDS INC Industrials 2,368.0 $76K +293.0 +14.1% $32.18 +1.7%
3029 EPRT ESSENTIAL PPTYS RLTY TR INC Real Estate 2,499.0 $76K +2K +291.1% $30.37 +3.2%
3030 FBY TIDAL TRUST II 7,500.0 $76K $10.09 -0.8%
3031 JJSF J & J SNACK FOODS CORP Consumer Defensive 953.0 $76K +383.0 +67.2% $79.27 -6.0%
3032 SNDX SYNDAX PHARMACEUTICALS INC Healthcare 3,209.0 $75K +3K +579.9% $23.36 -14.6%
3033 APOGEE THERAPEUTICS INC 887.0 $75K +550.0 +163.2% $84.17
3034 RFI COHEN & STEERS TOTAL RETURN Financial Services 6,700.0 $75K $11.14 +1.2%
3035 SRAD SPORTRADAR GROUP AG Technology 4,453.0 $75K -2K -25.6% $16.74 -22.2%
3036 CVY INVESCO EXCHANGE TRADED FD T 2,753.0 $75K +177.0 +6.9% $27.07 +6.7%
3037 TILE INTERFACE INC Consumer Cyclical 2,990.0 $75K +2K +223.6% $24.92 +15.6%
3038 SKEENA RES LTD NEW 2,505.0 $74K +950.0 +61.1% $29.72
3039 BLKB BLACKBAUD INC Technology 1,925.0 $74K +303.0 +18.7% $38.61 -23.4%
3040 MAC MACERICH CO Real Estate 3,932.0 $74K +3K +354.0% $18.90 +17.3%
Page 152 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%