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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 151 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3001 DIOD DIODES INC Technology 1,171.0 $80K -61.0 -5.0% $68.26 +46.0%
3002 HUT 8 CORP 1,703.0 $80K +1K +389.4% $46.91
3003 FXY INVESCO CURRENCYSHARES Financial Services 1,370.0 $79K +420.0 +44.2% $57.88 -0.3%
3004 FMQQ EXCHANGE TRADED CONCEPTS TRU 7,031.0 $79K $11.26 +1.2%
3005 IPAR INTERPARFUMS INC Consumer Defensive 869.0 $79K +137.0 +18.7% $90.90 +1.9%
3006 LSGR NATIXIS ETF TRUST II 2,000.0 $79K NEW $39.39 +14.2%
3007 EPAC ENERPAC TOOL GROUP CORP Industrials 2,157.0 $79K +612.0 +39.6% $36.49 -5.4%
3008 FIP FTAI INFRASTRUCTURE INC Industrials 15,905.0 $79K +5K +45.9% $4.94 -8.7%
3009 NEXT NEXTDECADE CORP Energy 10,256.0 $79K NEW $7.66 +10.4%
3010 ADEA ADEIA INC Technology 3,260.0 $78K +280.0 +9.4% $24.03 +11.8%
3011 LYTS LSI INDS INC OHIO Technology 4,205.0 $78K +2K +145.3% $18.60 +25.1%
3012 TNK TEEKAY TANKERS LTD Energy 1,065.0 $78K -165.0 -13.4% $73.39 +5.2%
3013 ST SENSATA TECHNOLOGIES HLDG PL Technology 2,218.0 $78K -2K -50.9% $35.22 +37.9%
3014 BC BRUNSWICK CORP Consumer Cyclical 1,072.0 $78K +82.0 +8.3% $72.84 +11.2%
3015 AQST AQUESTIVE THERAPEUTICS INC Healthcare 18,804.0 $78K +2K +9.3% $4.15 -0.7%
3016 BKD BROOKDALE SR LIVING INC Healthcare 5,703.0 $78K +3K +97.1% $13.68 -2.8%
3017 SPIP SPDR SERIES TRUST 2,991.0 $78K -78.0 -2.5% $26.01 -0.5%
3018 JAMES HARDIE INDS PLC 4,106.0 $78K -19K -82.1% $18.94
3019 ACHR ARCHER AVIATION INC Industrials 15,024.0 $78K +3K +22.6% $5.17 +23.0%
3020 SNDR SCHNEIDER NATIONAL INC Industrials 2,936.0 $77K +1K +69.4% $26.36 +26.7%
Page 151 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%