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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 15 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 AVDE AMERICAN CENTY ETF TR 435,690.0 $37.0M 0.07% +11K +2.6% $84.84 +5.4%
282 LQD ISHARES TR 336,828.0 $36.7M 0.07% -28K -7.6% $108.99 -1.7%
283 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 167,485.0 $36.6M 0.07% -9K -5.0% $218.72 -4.0%
284 BLOCK INC 607,348.0 $36.6M 0.07% +71K +13.2% $60.18
285 DSI ISHARES TR 300,562.0 $36.4M 0.07% +3K +1.2% $121.19 +15.6%
286 MGC VANGUARD WORLD FD 153,969.0 $36.4M 0.07% +3K +1.8% $236.35 +14.7%
287 CARR CARRIER GLOBAL CORPORATION Industrials 646,100.0 $36.4M 0.07% +37K +6.0% $56.31 +11.5%
288 AFL AFLAC INC Financial Services 331,320.0 $36.3M 0.06% -11K -3.1% $109.71 +7.9%
289 OKE ONEOK INC NEW Energy 401,694.0 $36.3M 0.06% +6K +1.5% $90.39 +3.9%
290 FPE FIRST TR EXCH TRADED FD III 2,036,908.0 $36.2M 0.06% -175K -7.9% $17.75 +1.2%
291 VGSH VANGUARD SCOTTSDALE FDS 608,779.0 $35.6M 0.06% $58.54 -0.6%
292 PGR PROGRESSIVE CORP Financial Services 179,590.0 $35.6M 0.06% +2K +1.2% $198.24 +2.8%
293 GBDC GOLUB CAP BDC INC Financial Services 2,802,868.0 $35.5M 0.06% +492K +21.3% $12.66 +1.5%
294 DUK DUKE ENERGY CORP NEW Utilities 270,288.0 $35.4M 0.06% +37K +16.0% $130.94 -5.9%
295 BDX BECTON DICKINSON & CO Healthcare 224,259.0 $35.3M 0.06% -57K -20.3% $157.23 -9.3%
296 CIBR FIRST TR EXCHANGE-TRADED FD 562,513.0 $35.3M 0.06% -78K -12.2% $62.68 +29.1%
297 CTAS CINTAS CORP Industrials 206,795.0 $35.0M 0.06% +1K +0.6% $169.14 +2.1%
298 LRN STRIDE INC Consumer Defensive 396,487.0 $35.0M 0.06% -7K -1.8% $88.17 +1.7%
299 SHY ISHARES TR 423,090.0 $34.9M 0.06% +21K +5.2% $82.57 -0.6%
300 ACWI ISHARES TR 252,281.0 $34.9M 0.06% +58K +29.6% $138.37 +10.8%
Page 15 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%