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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 148 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2941 JHG JANUS HENDERSON GROUP PLC Financial Services 1,733.0 $89K +798.0 +85.3% $51.38 +0.8%
2942 REZI RESIDEO TECHNOLOGIES INC Industrials 2,641.0 $89K -1K -32.1% $33.71 -14.7%
2943 AFG AMERICAN FINANCIAL GROUP INC Financial Services 696.0 $89K -220.0 -24.0% $127.86 +6.9%
2944 VRNS VARONIS SYS INC Technology 4,124.0 $89K +363.0 +9.7% $21.47 +44.4%
2945 ATEN A10 NETWORKS INC Technology 3,827.0 $88K +3K +292.1% $23.12 +26.1%
2946 TFIN TRIUMPH FINANCIAL INC Financial Services 1,480.0 $88K +1K +369.8% $59.66 +11.9%
2947 ACHIEVE LIFE SCIENCE INC 30,000.0 $88K $2.94
2948 AVK ADVENT CONV & INCOME FD Financial Services 7,884.0 $88K +3K +60.0% $11.16 +13.8%
2949 SMG SCOTTS MIRACLE-GRO CO Basic Materials 1,445.0 $88K -475.0 -24.7% $60.85 -2.8%
2950 FDP FRESH DEL MONTE PRODUCE INC Consumer Defensive 2,177.0 $88K -392.0 -15.3% $40.26 -17.3%
2951 MOMO HELLO GROUP INC Communication Services 15,182.0 $87K -2K -11.6% $5.76 +2.4%
2952 PNQI INVESCO EXCHANGE TRADED FD T 1,955.0 $87K $44.73 +7.7%
2953 NMIH NMI HLDGS INC Financial Services 2,331.0 $87K +1K +101.0% $37.51 -0.3%
2954 SKYW SKYWEST INC Industrials 952.0 $87K +184.0 +24.0% $91.83 -7.6%
2955 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 1,032.0 $87K -189K -99.5% $84.64 -3.6%
2956 INDB INDEPENDENT BK CORP MASS Financial Services 1,158.0 $87K +322.0 +38.5% $75.27 +4.7%
2957 GLUE MONTE ROSA THERAPEUTICS INC Healthcare 5,295.0 $87K +4K +399.1% $16.45 +14.3%
2958 JHMD JOHN HANCOCK EXCHANGE TRADED 2,050.0 $87K $42.38 +5.9%
2959 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 3,880.0 $87K -705.0 -15.4% $22.36 +7.6%
2960 JBND J P MORGAN EXCHANGE TRADED F 1,604.0 $86K -568.0 -26.1% $53.77 -1.0%
Page 148 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%