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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 141 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 AM ANTERO MIDSTREAM CORP Energy 5,004.0 $114K -16K -75.8% $22.80 -5.8%
2802 SMIN ISHARES TR 1,898.0 $114K -63.0 -3.2% $59.97 +12.7%
2803 FFBC 1ST FINL BANCORP Financial Services 4,082.0 $114K +3K +311.9% $27.88 +11.8%
2804 RSPD INVESCO EXCHANGE TRADED FD T 2,122.0 $114K $53.54 +3.9%
2805 ESNT ESSENT GROUP LTD Financial Services 1,941.0 $113K +1K +143.8% $58.46 +3.7%
2806 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 7,937.0 $113K $14.24 +1.6%
2807 AMKR AMKOR TECHNOLOGY INC Technology 2,506.0 $113K +2K +406.3% $45.06 +56.6%
2808 MRCC MONROE CAP CORP Financial Services 24,475.0 $113K +2K +11.2% $4.60 +10.4%
2809 AMERICAN COASTAL INS CORP 10,000.0 $112K $11.25
2810 IVES WEDBUSH SER TR 3,955.0 $112K $28.38 +32.1%
2811 FTCA PUTNAM ETF TRUST 15,407.0 $112K $7.28 +0.7%
2812 DAN DANA INC Consumer Cyclical 3,326.0 $112K +2K +155.4% $33.65 +6.6%
2813 RNP COHEN & STEERS REIT & PFD & Financial Services 5,659.0 $112K -279.0 -4.7% $19.76 +5.7%
2814 SRPT SAREPTA THERAPEUTICS INC Healthcare 5,126.0 $112K +1K +24.9% $21.76 -23.2%
2815 IVZ INVESCO LTD Financial Services 4,585.0 $111K +224.0 +5.1% $24.29 +14.3%
2816 FID FIRST TR EXCHANGE TRADED FD 5,310.0 $111K +1K +23.3% $20.95 +6.3%
2817 EXTR EXTREME NETWORKS INC Technology 7,354.0 $111K +5K +275.8% $15.08 +76.3%
2818 AMTM AMENTUM HOLDINGS INC Industrials 4,251.0 $111K -161.0 -3.6% $26.08 -11.8%
2819 KBA KRANESHARES TRUST 3,660.0 $111K $30.26 +12.7%
2820 FELC FIDELITY COVINGTON TRUST 3,051.0 $111K -3K -51.0% $36.28 +15.8%
Page 141 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%