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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 136 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2701 DRLL EA SERIES TRUST 3,436.0 $136K -97.0 -2.8% $39.49 -9.4%
2702 TME TENCENT MUSIC ENTMT GROUP Communication Services 14,530.0 $135K +14K +3359.5% $9.28 -0.8%
2703 LOPE GRAND CANYON ED INC Consumer Defensive 793.0 $135K +314.0 +65.5% $170.03 -10.7%
2704 HOPE HOPE BANCORP INC Financial Services 12,046.0 $135K +8K +232.3% $11.17 +12.2%
2705 IWC ISHARES TR 842.0 $134K -150.0 -15.1% $159.61 +20.2%
2706 VIAV VIAVI SOLUTIONS INC Technology 4,037.0 $134K +2K +85.5% $33.28 +59.4%
2707 HRB BLOCK H & R INC Consumer Cyclical 4,227.0 $134K +658.0 +18.4% $31.74 +21.9%
2708 IMCB ISHARES TR 1,604.0 $134K $83.46 +11.2%
2709 FLAGSTAR BANK NATIONAL ASSOC 10,135.0 $133K -2K -14.6% $13.17
2710 NUMG NUSHARES ETF TR 3,246.0 $133K -278.0 -7.9% $41.09 +11.3%
2711 HR HEALTHCARE RLTY TR Real Estate 7,844.0 $133K +7K +492.4% $16.99 +18.9%
2712 U UNITY SOFTWARE INC Technology 6,070.0 $133K -1K -16.9% $21.94 +26.5%
2713 XMTR XOMETRY INC Industrials 3,256.0 $133K $40.84 +126.8%
2714 JAMES RIV GROUP HOLDINGS INC 21,089.0 $133K +6K +36.7% $6.30
2715 LTC LTC PPTYS INC Real Estate 3,573.0 $133K +1K +41.0% $37.17 +3.3%
2716 EBND SPDR SERIES TRUST 6,424.0 $133K -49K -88.5% $20.64 +1.4%
2717 TEX TEREX CORP NEW Industrials 2,238.0 $132K +465.0 +26.2% $59.11 -0.1%
2718 FAD FIRST TR EXCHANGE-TRADED ALP 829.0 $132K -5.0 -0.6% $158.98 +18.4%
2719 URBN URBAN OUTFITTERS INC Consumer Cyclical 2,076.0 $132K +335.0 +19.2% $63.35 +18.6%
2720 NIOCORP DEVS LTD 29,418.0 $131K -70K -70.5% $4.46
Page 136 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%