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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 8 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 ENB ENBRIDGE INC Energy 310,853.0 $16.8M 0.03% -6K -1.8% $54.14 +3.6%
142 QTWO Q2 HLDGS INC Technology 351,694.0 $16.6M 0.03% -162K -31.6% $47.30 -0.7%
143 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 56,390.0 $16.4M 0.03% -3K -4.7% $290.50 +1.4%
144 BK BANK NEW YORK MELLON CORP Financial Services 134,802.0 $16.0M 0.03% -7K -5.0% $118.63 +14.9%
145 BGC BGC GROUP INC Financial Services 1,630,485.0 $15.9M 0.03% -686K -29.6% $9.78 +17.0%
146 DFSV DIMENSIONAL ETF TRUST 451,383.0 $15.8M 0.03% -9K -1.9% $35.04 +5.2%
147 HLIO HELIOS TECHNOLOGIES INC Industrials 237,885.0 $15.4M 0.03% -56K -19.1% $64.71 +18.9%
148 IUSB ISHARES TR 330,604.0 $15.3M 0.03% -45K -12.0% $46.19 -1.1%
149 VTWV VANGUARD SCOTTSDALE FDS 90,857.0 $15.2M 0.03% -3K -3.1% $167.22 +8.8%
150 ONTO ONTO INNOVATION INC Technology 73,707.0 $15.1M 0.03% -34K -31.9% $205.07 +24.3%
151 VLTO VERALTO CORP Industrials 165,906.0 $14.7M 0.03% -48K -22.6% $88.52 -2.1%
152 MLPA GLOBAL X FDS 271,113.0 $14.6M 0.03% -128K -32.1% $53.87 +3.5%
153 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 404,195.0 $14.6M 0.03% -86K -17.5% $36.10 +10.1%
154 TFC TRUIST FINL CORP Financial Services 315,399.0 $14.5M 0.03% -34K -9.8% $45.97 +2.2%
155 CL COLGATE PALMOLIVE CO Consumer Defensive 166,794.0 $14.2M 0.03% -15K -8.5% $85.23 +4.8%
156 COPX GLOBAL X FDS 184,925.0 $14.1M 0.03% -6K -3.3% $76.35 +7.2%
157 AWK AMERICAN WTR WKS CO INC NEW Utilities 103,309.0 $14.1M 0.03% -35K -25.4% $136.09 -8.6%
158 FTCS FIRST TR EXCHANGE-TRADED FD 151,471.0 $14.1M 0.03% -35K -18.9% $92.76 +0.9%
159 ITW ILLINOIS TOOL WKS INC Industrials 53,601.0 $14.0M 0.03% -68K -55.8% $260.29 -4.0%
160 TKR TIMKEN CO Industrials 138,576.0 $13.9M 0.03% -23K -14.1% $100.57 +12.2%
Page 8 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%