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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 61 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 MCW MISTER CAR WASH INC Consumer Cyclical 109.0 $760.0 -325.0 -74.9% $6.97 +1.8%
1202 DCO DUCOMMUN INC DEL Industrials 6.0 $732.0 -136.0 -95.8% $122.00 +24.3%
1203 ONL ORION PROPERTIES INC Real Estate 322.0 $694.0 -11.0 -3.3% $2.16 +38.3%
1204 DEFI TECHNOLOGIES INC 1,200.0 $663.0 -450.0 -27.3% $0.55
1205 MNRO MONRO INC Consumer Cyclical 41.0 $658.0 -1K -96.1% $16.05 +1.7%
1206 ASTE ASTEC INDS INC Industrials 12.0 $646.0 -10.0 -45.5% $53.83 -12.6%
1207 JOE ST JOE CO Real Estate 10.0 $628.0 -10.0 -50.0% $62.80 +2.3%
1208 CXM SPRINKLR INC Technology 100.0 $600.0 -4K -97.8% $6.00 -17.7%
1209 FCF FIRST COMWLTH FINL CORP PA Financial Services 30.0 $528.0 -21.0 -41.2% $17.60 +3.7%
1210 RGC REGENCELL BIOSCIENCE HLDGS L Healthcare 20.0 $509.0 -55.0 -73.3% $25.45 +5.7%
1211 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 63.0 $474.0 -5K -98.7% $7.52 +12.2%
1212 TMP TOMPKINS FINL CORP Financial Services 6.0 $473.0 -14.0 -70.0% $78.83 +5.5%
1213 HIO WESTERN ASSET HIGH INCOME OP Financial Services 114.0 $414.0 -716.0 -86.3% $3.63 -1.7%
1214 AVNS AVANOS MED INC Healthcare 27.0 $378.0 -13.0 -32.5% $14.00 +76.5%
1215 SLDE SLIDE INS HLDGS INC Financial Services 21.0 $378.0 -330.0 -94.0% $18.00 +3.6%
1216 NPK NATIONAL PRESTO INDS INC Industrials 2.0 $274.0 -3.0 -60.0% $137.00 +1.7%
1217 IMCR IMMUNOCORE HLDGS PLC Healthcare 8.0 $241.0 -1K -99.4% $30.12 -4.5%
1218 QURE UNIQURE NV Healthcare 14.0 $229.0 -233.0 -94.3% $16.36 +69.7%
1219 AHRT AH RLTY TR INC Financial Services 38.0 $209.0 -43.0 -53.1% $5.50 +18.0%
1220 OLPX OLAPLEX HLDGS INC Consumer Cyclical 100.0 $203.0 -123.0 -55.2% $2.03 +0.0%
Page 61 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%