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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 6 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 PTCT PTC THERAPEUTICS INC Healthcare 384,672.0 $26.2M 0.05% -21K -5.1% $68.13 +4.5%
102 IWS ISHARES TR 177,890.0 $25.9M 0.05% -20K -10.3% $145.74 +6.9%
103 BND VANGUARD BD INDEX FDS 351,667.0 $25.9M 0.05% -34K -8.7% $73.64 -1.2%
104 EWY ISHARES INC 208,317.0 $25.6M 0.04% -63K -23.1% $123.01 +47.4%
105 FVD FIRST TR EXCHANGE-TRADED FD 537,188.0 $25.3M 0.04% -34K -6.0% $47.03 -0.2%
106 RTO RENTOKIL INITIAL PLC Industrials 800,173.0 $25.2M 0.04% -17K -2.0% $31.48 +1.7%
107 CSX CSX CORP Industrials 611,189.0 $25.1M 0.04% -43K -6.6% $41.05 +11.4%
108 VLO VALERO ENERGY CORP Energy 100,757.0 $24.9M 0.04% -3K -3.3% $247.08 +0.5%
109 VDC VANGUARD WORLD FD 108,812.0 $24.4M 0.04% -7K -5.7% $224.59 +3.3%
110 ICICI BANK LIMITED 927,565.0 $24.0M 0.04% -1.5M -61.1% $25.90
111 CRCL CIRCLE INTERNET GROUP INC Financial Services 246,949.0 $23.6M 0.04% -8K -3.2% $95.41 +17.2%
112 WELL WELLTOWER INC Real Estate 118,902.0 $23.5M 0.04% -13K -9.8% $197.71 +8.0%
113 IJS ISHARES TR 197,334.0 $23.4M 0.04% -2K -0.9% $118.45 +6.2%
114 IBB ISHARES TR 136,949.0 $23.1M 0.04% -11K -7.3% $168.85 -2.4%
115 DOV DOVER CORP Industrials 109,845.0 $22.9M 0.04% -5K -4.4% $208.45 +1.1%
116 ACAD ACADIA PHARMACEUTICALS INC Healthcare 1,027,357.0 $22.9M 0.04% -86K -7.7% $22.26 -3.0%
117 NDSN NORDSON CORP Industrials 85,308.0 $22.8M 0.04% -18K -17.4% $266.84 +3.0%
118 JHMM JOHN HANCOCK EXCHANGE TRADED 335,988.0 $22.6M 0.04% -39K -10.4% $67.12 +5.8%
119 SPYG SPDR SERIES TRUST 220,887.0 $21.6M 0.04% -29K -11.5% $97.91 +20.8%
120 WCC WESCO INTL INC Industrials 77,788.0 $21.3M 0.04% -9K -9.9% $273.62 +30.4%
Page 6 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%