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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 58 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 458.0 $4K -1K -73.9% $9.21 +12.6%
1142 HCI HCI GROUP INC Financial Services 27.0 $4K -619.0 -95.8% $154.59 +1.2%
1143 MLCO MELCO RESORTS AND ENTMNT LTD Consumer Cyclical 693.0 $4K -832.0 -54.6% $5.68 -3.2%
1144 SEALSQ CORP 1,496.0 $4K -96.0 -6.0% $2.62
1145 BANR BANNER CORP Financial Services 64.0 $4K -289.0 -81.9% $60.69 +5.5%
1146 XPERI INC 690.0 $4K -126.0 -15.4% $5.60
1147 STEM INC 402.0 $4K -5.0 -1.2% $8.84
1148 EXPI EXP WORLD HLDGS INC Real Estate 592.0 $4K -44.0 -6.9% $5.99 +12.5%
1149 HLLY HOLLEY INC Consumer Cyclical 1,143.0 $4K -776.0 -40.4% $3.07 -14.0%
1150 SKYX SKYX PLATFORMS CORP Industrials 3,100.0 $3K -900.0 -22.5% $1.12 -4.0%
1151 VIZSLA SILVER CORP 1,000.0 $3K -1K -50.0% $3.30
1152 MGEE MGE ENERGY INC Utilities 41.0 $3K -2K -98.3% $77.29 -3.8%
1153 LITHIUM ARGENTINA AG 458.0 $3K -60.0 -11.6% $6.68
1154 FBK FB FINL CORP Financial Services 57.0 $3K -87.0 -60.4% $52.77 -2.8%
1155 UPWK UPWORK INC Industrials 265.0 $3K -2K -85.9% $10.96 -25.4%
1156 ANGI ANGI INC Communication Services 419.0 $3K -79.0 -15.9% $6.85 -24.4%
1157 STVN STEVANATO GROUP S P A Healthcare 206.0 $3K -38.0 -15.6% $13.76 +30.8%
1158 UIS UNISYS CORP Technology 1,368.0 $3K -195.0 -12.5% $2.07 +45.9%
1159 ALIT ALIGHT INC Technology 4,650.0 $3K -1K -18.9% $0.58 +37.6%
1160 CALC CALCIMEDICA INC Healthcare 5,000.0 $3K -5K -50.0% $0.54 +14.8%
Page 58 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%