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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 56 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 BETZ LISTED FDS TR 450.0 $8K -2K -81.0% $17.87 +3.9%
1102 RDWR RADWARE LTD Technology 304.0 $8K -204.0 -40.2% $26.32 +6.5%
1103 EYE NATIONAL VISION HLDGS INC Consumer Cyclical 306.0 $8K -2K -85.0% $25.90 -33.5%
1104 MBC MASTERBRAND INC Consumer Cyclical 951.0 $8K -155.0 -14.0% $8.31 -19.9%
1105 INTERNATIONAL BANCSHARES COR 116.0 $8K -296.0 -71.8% $67.54
1106 KOCT INNOVATOR ETFS TRUST 230.0 $8K -1K -81.3% $33.93 +5.8%
1107 EVTC EVERTEC INC Technology 274.0 $8K -275.0 -50.1% $28.26 -14.7%
1108 XPEL XPEL INC Consumer Cyclical 174.0 $8K -4.0 -2.2% $44.26 -1.6%
1109 RBBN RIBBON COMMUNICATIONS INC Communication Services 3,602.0 $8K -3K -43.8% $2.12 +26.2%
1110 VUZI VUZIX CORP Technology 3,252.0 $8K -200.0 -5.8% $2.31 +76.2%
1111 SIRIUSPOINT LTD 344.0 $7K -216.0 -38.6% $21.54
1112 CALUMET INC 200.0 $7K -1K -86.7% $35.90
1113 ORC ORCHID IS CAP INC Real Estate 1,000.0 $7K -722.0 -41.9% $7.03 -3.7%
1114 SCHZ SCHWAB STRATEGIC TR 300.0 $7K -207.0 -40.8% $23.22 -1.7%
1115 CRON CRONOS GROUP INC Healthcare 2,743.0 $7K -200.0 -6.8% $2.51 +5.0%
1116 FRI FIRST TR EXCHANGE-TRADED FD 240.0 $7K -35.0 -12.7% $28.48 +8.0%
1117 MMI MARCUS & MILLICHAP INC Real Estate 252.0 $7K -462.0 -64.7% $26.65 +7.8%
1118 KRBN KRANESHARES TRUST 226.0 $7K -750.0 -76.8% $29.69 +6.9%
1119 WEAT TEUCRIUM COMMODITY TR Financial Services 273.0 $6K -8K -96.7% $23.57 +7.0%
1120 AESI ATLAS ENERGY SOLUTIONS INC Energy 455.0 $6K -358.0 -44.0% $13.12 +46.2%
Page 56 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%