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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 55 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 5,000.0 $10K -15K -75.0% $1.90 -7.4%
1082 OSPN ONESPAN INC Technology 900.0 $9K -349.0 -27.9% $10.53 +16.4%
1083 VYX NCR VOYIX CORPORATION Technology 1,477.0 $9K -155.0 -9.5% $6.33 +5.2%
1084 AIN ALBANY INTL CORP Consumer Cyclical 178.0 $9K -308.0 -63.4% $52.38 +16.8%
1085 RXST RXSIGHT INC Healthcare 1,473.0 $9K -22K -93.8% $6.16 -7.8%
1086 WPP WPP PLC NEW Communication Services 575.0 $9K -2K -75.2% $15.59 +12.1%
1087 PZZA PAPA JOHNS INTL INC Consumer Cyclical 275.0 $9K -373.0 -57.6% $32.51 +6.8%
1088 MLKN MILLERKNOLL INC Consumer Cyclical 614.0 $9K -32.0 -5.0% $14.47 -0.1%
1089 TEI TEMPLETON EMERGING MKTS INCO Financial Services 1,476.0 $9K -36K -96.0% $6.01 +3.8%
1090 FIZZ NATIONAL BEVERAGE CORP Consumer Defensive 262.0 $9K -638.0 -70.9% $33.65 +2.2%
1091 GBX GREENBRIER COS INC Industrials 167.0 $9K -588.0 -77.9% $52.65 -9.5%
1092 FEMB FIRST TR EXCH TRADED FD III 305.0 $9K -247.0 -44.8% $28.80 +1.0%
1093 UTZ UTZ BRANDS INC Consumer Defensive 1,103.0 $9K -1K -56.8% $7.93 -11.2%
1094 CBZ CBIZ INC Industrials 325.0 $9K -343.0 -51.4% $26.85 +15.0%
1095 ANIP ANI PHARMACEUTICALS INC Healthcare 113.0 $9K -63.0 -35.8% $76.90 +3.2%
1096 ENR ENERGIZER HLDGS INC Industrials 527.0 $9K -67.0 -11.3% $16.43 +2.3%
1097 NKTX NKARTA INC Healthcare 4,100.0 $9K -66.0 -1.6% $2.11 +27.0%
1098 LINEAGE CELL THERAPEUTICS IN 5,309.0 $8K -198.0 -3.6% $1.58
1099 TNDM TANDEM DIABETES CARE INC Healthcare 433.0 $8K -194.0 -30.9% $19.17 -33.1%
1100 STXS STEREOTAXIS INC Healthcare 4,450.0 $8K -300.0 -6.3% $1.84 -3.3%
Page 55 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%