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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 50 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 BW BABCOCK & WILCOX ENTERPRISES Industrials 2,043.0 $30K -2K -48.2% $14.69 +33.4%
982 UITB VICTORY PORTFOLIOS II 630.0 $30K -976.0 -60.8% $47.05 -1.8%
983 CRC CALIFORNIA RES CORP Energy 421.0 $29K -140.0 -25.0% $69.36 -9.9%
984 MLR MILLER INDS INC TENN Consumer Cyclical 620.0 $28K -395.0 -38.9% $45.55 +3.1%
985 WAFD WAFD INC Financial Services 895.0 $28K -676.0 -43.0% $31.42 +11.6%
986 FLNG FLEX LNG LTD Energy 934.0 $28K -100.0 -9.7% $29.71 +9.0%
987 HE HAWAIIAN ELEC INDS INC MTN B Utilities 1,854.0 $28K -652.0 -26.0% $14.84 -9.8%
988 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 3,000.0 $27K -322.0 -9.7% $9.04 -0.2%
989 SAFT SAFETY INS GROUP INC Financial Services 369.0 $27K -2.0 -0.5% $72.64 -2.2%
990 GJUN FIRST TR EXCHNG TRADED FD VI 675.0 $27K -335.0 -33.2% $39.42 +3.9%
991 PRK PARK NATL CORP Financial Services 160.0 $26K -2.0 -1.2% $163.45 +0.2%
992 PAR PAR TECHNOLOGY CORP Technology 1,928.0 $26K -94K -98.0% $13.33 +5.0%
993 WEAV WEAVE COMMUNICATIONS INC Technology 5,487.0 $25K -39K -87.6% $4.62 +17.7%
994 ALKT ALKAMI TECHNOLOGY INC Technology 1,617.0 $25K -18K -91.8% $15.67 +7.0%
995 SNCY SUN CTRY AIRLS HLDGS INC Industrials 1,510.0 $25K -2K -57.2% $16.52 -2.1%
996 AVTR AVANTOR INC Healthcare 3,143.0 $25K -1K -30.2% $7.84 -2.6%
997 FXA INVESCO CURRENCYSHARES AUSTR Financial Services 360.0 $25K -5K -93.4% $68.37 +3.0%
998 POWI POWER INTEGRATIONS INC Technology 478.0 $24K -49.0 -9.3% $51.20 +32.1%
999 CWAN CLEARWATER ANALYTICS HLDGS I Technology 1,007.0 $24K -44K -97.8% $23.65 +3.2%
1000 ELVR ELEVRA LITHIUM LTD Basic Materials 403.0 $24K -17.0 -4.0% $58.90 +39.3%
Page 50 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%