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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 5 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 SCHW SCHWAB CHARLES CORP Financial Services 349,334.0 $32.8M 0.06% -15K -4.1% $93.98 -2.7%
82 CET CENTRAL SECS CORP Financial Services 658,232.0 $32.7M 0.06% -145K -18.1% $49.66 +6.7%
83 DLN WISDOMTREE TR 360,310.0 $32.2M 0.06% -10K -2.6% $89.33 +6.0%
84 SHW SHERWIN WILLIAMS CO Basic Materials 100,256.0 $32.1M 0.06% -7K -6.2% $320.56 -6.0%
85 NI NISOURCE INC Utilities 687,455.0 $32.1M 0.06% -4K -0.5% $46.66 +0.4%
86 COF CAPITAL ONE FINL CORP Financial Services 172,329.0 $31.4M 0.06% -74K -30.1% $182.43 +2.2%
87 DELL DELL TECHNOLOGIES INC Technology 191,433.0 $31.4M 0.06% -72K -27.4% $164.13 +48.0%
88 KFY KORN FERRY Industrials 493,573.0 $31.3M 0.06% -210K -29.8% $63.47 +1.1%
89 BKLN INVESCO EXCH TRADED FD TR II 1,528,050.0 $31.2M 0.06% -1.1M -42.4% $20.41 +0.5%
90 MLI MUELLER INDS INC Industrials 268,701.0 $29.8M 0.05% -29K -9.7% $110.80 +23.6%
91 VFH VANGUARD WORLD FD 245,185.0 $29.6M 0.05% -3K -1.4% $120.81 +3.9%
92 ADBE ADOBE INC Technology 121,842.0 $29.6M 0.05% -77K -38.8% $243.08 +1.5%
93 AMLP ALPS ETF TR 560,656.0 $29.5M 0.05% -239K -29.9% $52.64 +2.3%
94 BP BP PLC Energy 624,836.0 $29.4M 0.05% -12K -1.9% $47.00 -5.1%
95 IDXX IDEXX LABS INC Healthcare 52,192.0 $29.3M 0.05% -917.0 -1.7% $561.91 -5.1%
96 VIS VANGUARD WORLD FD 93,357.0 $29.1M 0.05% -7K -6.8% $312.22 +6.9%
97 IWV ISHARES TR 75,383.0 $27.9M 0.05% -1K -1.9% $370.68 +12.7%
98 OEF ISHARES TR 86,718.0 $27.6M 0.05% -19K -17.8% $318.08 +16.0%
99 HDV ISHARES TR 202,013.0 $27.4M 0.05% -4K -2.0% $135.72 -79.9%
100 FCX FREEPORT MCMORAN INC Basic Materials 466,055.0 $27.4M 0.05% -57K -10.9% $58.78 +6.3%
Page 5 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%