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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 44 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 REZI RESIDEO TECHNOLOGIES INC Industrials 2,641.0 $89K -1K -32.1% $33.71 -14.2%
862 AFG AMERICAN FINANCIAL GROUP INC Financial Services 696.0 $89K -220.0 -24.0% $127.86 +6.9%
863 SMG SCOTTS MIRACLE-GRO CO Basic Materials 1,445.0 $88K -475.0 -24.7% $60.85 -5.1%
864 FDP FRESH DEL MONTE PRODUCE INC Consumer Defensive 2,177.0 $88K -392.0 -15.3% $40.26 -17.7%
865 MOMO HELLO GROUP INC Communication Services 15,182.0 $87K -2K -11.6% $5.76 +5.5%
866 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 1,032.0 $87K -189K -99.5% $84.64 -8.7%
867 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 3,880.0 $87K -705.0 -15.4% $22.36 +8.2%
868 JBND J P MORGAN EXCHANGE TRADED F 1,604.0 $86K -568.0 -26.1% $53.77 -1.4%
869 CMDY ISHARES U S ETF TR 1,449.0 $86K -140.0 -8.8% $59.44 +4.1%
870 ACIW ACI WORLDWIDE INC Technology 2,070.0 $85K -272.0 -11.6% $41.01 +4.5%
871 AGM FEDERAL AGRIC MTG CORP Financial Services 568.0 $84K -52.0 -8.4% $148.67 +15.7%
872 DBEZ DBX ETF TR 1,504.0 $83K -12.0 -0.8% $55.06 +8.0%
873 NBTB NBT BANCORP INC Financial Services 1,942.0 $83K -62.0 -3.1% $42.60 +6.6%
874 ACLS AXCELIS TECHNOLOGIES INC Technology 888.0 $83K -469.0 -34.6% $93.08 +60.3%
875 CBON VANECK ETF TRUST 3,537.0 $82K -2K -41.4% $23.32 +2.1%
876 NMFC NEW MTN FIN CORP Financial Services 10,503.0 $82K -5K -31.4% $7.76 +4.2%
877 DIOD DIODES INC Technology 1,171.0 $80K -61.0 -5.0% $68.26 +41.2%
878 TNK TEEKAY TANKERS LTD Energy 1,065.0 $78K -165.0 -13.4% $73.39 +7.9%
879 ST SENSATA TECHNOLOGIES HLDG PL Technology 2,218.0 $78K -2K -50.9% $35.22 +34.5%
880 SPIP SPDR SERIES TRUST 2,991.0 $78K -78.0 -2.5% $26.01 -0.7%
Page 44 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%