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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 40 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 CORN TEUCRIUM COMMODITY TR Financial Services 10,258.0 $189K -127.0 -1.2% $18.40 +0.1%
782 MXI ISHARES TR 1,757.0 $187K -63.0 -3.5% $106.25 +2.7%
783 DOCT FIRST TR EXCHNG TRADED FD VI 4,245.0 $184K -431.0 -9.2% $43.43 +6.3%
784 VIRTUS DIVIDEND INTEREST & P 14,554.0 $184K -2K -9.8% $12.61
785 EXPO EXPONENT INC Industrials 2,797.0 $183K -543.0 -16.3% $65.26 -12.7%
786 PTBD PACER FDS TR 9,600.0 $182K -5K -34.0% $18.98 +0.8%
787 TOWN TOWNEBANK PORTSMOUTH VA Financial Services 5,407.0 $182K -124.0 -2.2% $33.67 +1.2%
788 CALM CAL MAINE FOODS INC Consumer Defensive 2,298.0 $182K -9K -80.5% $79.18 -1.2%
789 REM ISHARES TR 8,451.0 $181K -59.0 -0.7% $21.47 +1.2%
790 ONDS ONDAS INC Technology 19,884.0 $180K -29K -59.3% $9.04 +0.9%
791 OLED UNIVERSAL DISPLAY CORP Technology 1,956.0 $179K -1K -37.5% $91.67 -4.4%
792 AMBA AMBARELLA INC Technology 3,475.0 $179K -688.0 -16.5% $51.48 +61.2%
793 BGY BLACKROCK ENHANCED INTL DIV Financial Services 32,960.0 $178K -2K -6.4% $5.41 +5.2%
794 M MACYS INC Consumer Cyclical 9,833.0 $178K -282K -96.6% $18.09 +5.3%
795 FIG FIGMA INC Technology 8,394.0 $177K -3K -25.1% $21.14 +10.1%
796 WIP SPDR SERIES TRUST 4,445.0 $176K -399.0 -8.2% $39.61 +1.2%
797 PSI INVESCO EXCHANGE TRADED FD T 1,829.0 $173K -3K -60.7% $94.39 +58.0%
798 PAUG INNOVATOR ETFS TRUST 4,013.0 $171K -492.0 -10.9% $42.72 +5.6%
799 KD KYNDRYL HLDGS INC Technology 12,905.0 $169K -387K -96.8% $13.12 -8.3%
800 TSN TYSON FOODS INC Consumer Defensive 2,615.0 $168K -180K -98.6% $64.11 +3.2%
Page 40 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%