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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 4 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 NEM NEWMONT CORP Basic Materials 425,869.0 $46.1M 0.08% -6K -1.4% $108.25 +1.4%
62 AMP AMERIPRISE FINL INC Financial Services 102,527.0 $45.6M 0.08% -19K -15.3% $444.41 +6.7%
63 FCFS FIRSTCASH HOLDINGS INC Financial Services 225,338.0 $42.4M 0.07% -16K -6.8% $188.00 +20.9%
64 JPIE J P MORGAN EXCHANGE TRADED F 885,099.0 $40.8M 0.07% -247K -21.8% $46.07 -0.5%
65 IRM IRON MTN INC DEL Real Estate 389,140.0 $39.7M 0.07% -15K -3.7% $102.14 +20.6%
66 EFV ISHARES TR 529,666.0 $39.4M 0.07% -15K -2.8% $74.35 +4.8%
67 EMLP FIRST TR EXCHANGE-TRADED FD 896,914.0 $39.2M 0.07% -70K -7.3% $43.66 +0.5%
68 EOG EOG RES INC Energy 264,609.0 $38.3M 0.07% -539K -67.1% $144.57 -1.0%
69 TDY TELEDYNE TECHNOLOGIES INC Technology 62,893.0 $38.1M 0.07% -1K -2.1% $605.02 +2.0%
70 J P MORGAN EXCHANGE TRADED F 748,092.0 $37.9M 0.07% -12K -1.6% $50.61
71 FORTINET INC 456,219.0 $37.3M 0.07% -7K -1.6% $81.72
72 LQD ISHARES TR 336,828.0 $36.7M 0.07% -28K -7.6% $108.99 -1.1%
73 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 167,485.0 $36.6M 0.07% -9K -5.0% $218.72 -1.7%
74 AFL AFLAC INC Financial Services 331,320.0 $36.3M 0.06% -11K -3.1% $109.71 +7.7%
75 FPE FIRST TR EXCH TRADED FD III 2,036,908.0 $36.2M 0.06% -175K -7.9% $17.75 +1.5%
76 BDX BECTON DICKINSON & CO Healthcare 224,259.0 $35.3M 0.06% -57K -20.3% $157.23 -9.1%
77 CIBR FIRST TR EXCHANGE-TRADED FD 562,513.0 $35.3M 0.06% -78K -12.2% $62.68 +28.6%
78 LRN STRIDE INC Consumer Defensive 396,487.0 $35.0M 0.06% -7K -1.8% $88.17 +1.9%
79 GM GENERAL MTRS CO Consumer Cyclical 447,249.0 $33.3M 0.06% -64K -12.5% $74.50 -0.4%
80 SBUX STARBUCKS CORP Consumer Cyclical 369,195.0 $33.1M 0.06% -8K -2.1% $89.59 +19.3%
Page 4 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%