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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 38 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 CART MAPLEBEAR INC Consumer Cyclical 6,130.0 $230K -321.0 -5.0% $37.46 +10.3%
742 DNOV FIRST TR EXCHNG TRADED FD VI 4,785.0 $229K -629.0 -11.6% $47.91 +6.1%
743 GSBD GOLDMAN SACHS BDC INC Financial Services 25,689.0 $228K -60K -70.0% $8.88 -1.5%
744 XT ISHARES TR 3,335.0 $227K -662.0 -16.6% $68.15 +17.0%
745 PTF INVESCO EXCHANGE TRADED FD T 2,610.0 $225K -2K -36.5% $86.32 +36.8%
746 JAKK JAKKS PAC INC Consumer Cyclical 11,296.0 $225K -5K -31.5% $19.92 +6.9%
747 HOMB HOME BANCSHARES INC Financial Services 8,343.0 $225K -263.0 -3.1% $26.93 -3.1%
748 UNF UNIFIRST CORP MASS Industrials 892.0 $225K -789.0 -46.9% $251.80 +4.9%
749 GEL GENESIS ENERGY L P Energy 12,508.0 $223K -3K -19.8% $17.83 -8.0%
750 USTB VICTORY PORTFOLIOS II 4,396.0 $222K -22K -83.1% $50.58 -0.1%
751 IXG ISHARES TR 1,948.0 $222K -46.0 -2.3% $114.06 +7.1%
752 AWI ARMSTRONG WORLD INDS INC NEW Industrials 1,344.0 $222K -8.0 -0.6% $164.86 -4.6%
753 YJUN FIRST TR EXCHNG TRADED FD VI 8,476.0 $218K -1K -12.8% $25.75 +3.6%
754 PB PROSPERITY BANCSHARES INC Financial Services 3,240.0 $218K -135.0 -4.0% $67.20 +1.1%
755 DBP INVESCO DB MULTI-SECTOR COMM Financial Services 1,975.0 $217K -573.0 -22.5% $110.07 -2.1%
756 LASR NLIGHT INC Technology 3,784.0 $216K -66.0 -1.7% $57.02 +21.9%
757 PKB INVESCO EXCHANGE TRADED FD T 2,206.0 $215K -90.0 -3.9% $97.59 +3.3%
758 NESR NATIONAL ENERGY SERVICES REU Energy 10,000.0 $215K -8K -43.5% $21.47 +18.4%
759 AXTA AXALTA COATING SYS LTD Basic Materials 7,740.0 $214K -2K -19.5% $27.70 +3.8%
760 SCHR SCHWAB STRATEGIC TR 8,532.0 $213K -3K -27.1% $24.91 -1.4%
Page 38 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%