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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 35 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 WEX WEX INC Technology 2,130.0 $326K 0.00% -6K -73.9% $153.04 -7.8%
682 KXI ISHARES TR 4,756.0 $319K 0.00% -30.0 -0.6% $67.01 +3.9%
683 EGP EASTGROUP PPTYS INC Real Estate 1,721.0 $319K 0.00% -133.0 -7.2% $185.17 +9.3%
684 PRME PRIME MEDICINE INC Healthcare 91,401.0 $318K 0.00% -30K -24.7% $3.48 -22.4%
685 WAL WESTERN ALLIANCE BANCORP Financial Services 4,443.0 $315K 0.00% -256K -98.3% $70.86 +7.4%
686 LIFE360 INC 7,654.0 $312K 0.00% -7K -46.0% $40.82
687 BWA BORGWARNER INC Consumer Cyclical 5,754.0 $312K 0.00% -2K -21.5% $54.26 +16.0%
688 FIRST TR EXCHNG TRADED FD VI 12,105.0 $312K 0.00% -814.0 -6.3% $25.75
689 MCI BARINGS CORPORATE INVS Financial Services 17,728.0 $306K 0.00% -5K -20.8% $17.24 -0.1%
690 USDU WISDOMTREE TR 11,538.0 $304K 0.00% -43K -78.9% $26.33 -0.6%
691 CALI BLACKROCK ETF TRUST II 6,000.0 $303K 0.00% -4K -40.0% $50.43 -0.1%
692 ARKF ARK ETF TR 7,913.0 $301K 0.00% -4K -35.0% $38.01 +8.2%
693 LBRDK LIBERTY BROADBAND CORP Communication Services 5,968.0 $300K 0.00% -228.0 -3.7% $50.30 -33.8%
694 CRL CHARLES RIV LABS INTL INC Healthcare 1,739.0 $300K 0.00% -11.0 -0.6% $172.50 -11.6%
695 CBNK CAPITAL BANCORP INC MD Financial Services 10,076.0 $300K 0.00% -8K -43.1% $29.74 +5.1%
696 EWX SPDR INDEX SHS FDS 4,466.0 $295K 0.00% -692.0 -13.4% $66.13 +10.3%
697 GDDY GODADDY INC Technology 3,568.0 $295K 0.00% -481.0 -11.9% $82.67 +9.4%
698 FXE INVESCO CURRENCYSHARES EURO Financial Services 2,745.0 $293K 0.00% -3K -52.9% $106.70 +0.6%
699 DJAN FIRST TR EXCHNG TRADED FD VI 6,846.0 $291K 0.00% -191.0 -2.7% $42.53 +6.2%
700 FLIN FRANKLIN TEMPLETON ETF TR 8,721.0 $290K 0.00% -876.0 -9.1% $33.22 +3.5%
Page 35 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%