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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 34 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 VGM INVESCO TR INVT GRADE MUNS Financial Services 37,254.0 $368K 0.00% -4K -10.1% $9.87 +1.5%
662 LTH LIFE TIME GROUP HOLDINGS INC Consumer Cyclical 13,436.0 $362K 0.00% -1K -9.1% $26.94 +21.7%
663 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 9,942.0 $361K 0.00% -76.0 -0.8% $36.35 +24.8%
664 FXU FIRST TR EXCHANGE-TRADED FD 7,269.0 $361K 0.00% -50K -87.2% $49.60 -2.8%
665 PL PLANET LABS PBC Industrials 12,800.0 $358K 0.00% -6K -32.6% $27.95 +48.9%
666 CHTR CHARTER COMMUNICATIONS INC Communication Services 1,654.0 $357K 0.00% -149.0 -8.3% $215.88 -34.0%
667 ROBT FIRST TR EXCHANGE TRADED FD 7,631.0 $352K 0.00% -2K -20.8% $46.16 +17.5%
668 FLRT PACER FDS TR 7,596.0 $352K 0.00% -1K -13.1% $46.31 +1.3%
669 SOLV SOLVENTUM CORP Healthcare 5,377.0 $351K 0.00% -1K -16.6% $65.30 +14.4%
670 APTIV PLC 5,056.0 $351K 0.00% -383.0 -7.0% $69.44
671 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 13,186.0 $348K 0.00% -100.0 -0.8% $26.38 +5.6%
672 TPC TUTOR PERINI CORP Industrials 4,462.0 $344K 0.00% -86.0 -1.9% $77.19 -3.0%
673 MIDD MIDDLEBY CORP Industrials 2,592.0 $344K 0.00% -70.0 -2.6% $132.58 +6.7%
674 CRF CORNERSTONE TOTAL RETURN FD Financial Services 49,435.0 $344K 0.00% -2K -3.3% $6.95 +4.0%
675 FLS FLOWSERVE CORP Industrials 4,644.0 $341K 0.00% -499.0 -9.7% $73.52 -12.4%
676 HRMY HARMONY BIOSCIENCES HLDGS IN Healthcare 12,061.0 $338K 0.00% -6K -32.2% $28.01 +8.7%
677 INVESCO QUALITY MUN INCOME T 35,073.0 $337K 0.00% -9K -20.8% $9.62
678 FORM FORMFACTOR INC Technology 3,472.0 $337K 0.00% -1K -24.9% $96.99 +20.8%
679 CRITICAL METALS CORP 42,003.0 $334K 0.00% -13K -24.0% $7.94
680 EMD WESTERN ASSET EMERGING MKTS Financial Services 33,294.0 $327K 0.00% -3K -9.4% $9.82 +6.4%
Page 34 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%