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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 33 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 GATX GATX CORP Industrials 2,464.0 $421K 0.00% -715.0 -22.5% $170.76 -0.5%
642 TCHP T ROWE PRICE ETF INC 9,506.0 $420K 0.00% -25K -72.7% $44.18 +16.6%
643 LECO LINCOLN ELEC HLDGS INC Industrials 1,655.0 $412K 0.00% -501.0 -23.2% $249.19 +1.9%
644 AMRX AMNEAL PHARMACEUTICALS INC Healthcare 32,970.0 $410K 0.00% -77K -70.0% $12.43 -1.6%
645 LTPZ PIMCO ETF TR 7,977.0 $407K 0.00% -1K -14.6% $51.03 -1.6%
646 RLI RLI CORP Financial Services 7,129.0 $407K 0.00% -5K -39.6% $57.04 -8.6%
647 MUSA MURPHY USA INC Consumer Cyclical 808.0 $400K 0.00% -145.0 -15.2% $494.56 +15.2%
648 EXP EAGLE MATLS INC Basic Materials 2,104.0 $399K 0.00% -43.0 -2.0% $189.52 +5.5%
649 GTOP GOLDMAN SACHS ETF TR 10,995.0 $398K 0.00% -17K -60.6% $36.21 +28.6%
650 KDP KEURIG DR PEPPER INC Consumer Defensive 15,066.0 $397K 0.00% -3K -15.6% $26.33 +9.6%
651 ZWS ZURN ELKAY WATER SOLNS CORP Industrials 8,841.0 $396K 0.00% -8K -46.3% $44.84 +3.4%
652 BANC BANC OF CALIFORNIA INC Financial Services 22,046.0 $388K 0.00% -3K -12.9% $17.58 +6.9%
653 BOOT BOOT BARN HLDGS INC Consumer Cyclical 2,641.0 $387K 0.00% -481.0 -15.4% $146.36 -2.8%
654 SMURFIT WESTROCK PLC 9,681.0 $386K 0.00% -1K -10.2% $39.86
655 AIR LEASE CORP 5,872.0 $381K 0.00% -338.0 -5.4% $64.95
656 THOMSON REUTERS CORP 4,228.0 $380K 0.00% -250.0 -5.6% $89.98
657 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 50,009.0 $377K 0.00% -2K -4.2% $7.54 +3.3%
658 GTLB GITLAB INC Technology 17,387.0 $376K 0.00% -6K -27.0% $21.64 +17.7%
659 UPST UPSTART HLDGS INC Financial Services 14,595.0 $374K 0.00% -3K -15.7% $25.65 +9.5%
660 SWKS SKYWORKS SOLUTIONS INC Technology 6,953.0 $372K 0.00% -256.0 -3.5% $53.55 +31.4%
Page 33 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%