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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 32 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 IP INTERNATIONAL PAPER CO Consumer Cyclical 12,953.0 $462K 0.00% -321.0 -2.4% $35.70 -17.7%
622 ARQT ARCUTIS BIOTHERAPEUTICS INC Healthcare 19,597.0 $462K 0.00% -32K -62.0% $23.56 -13.1%
623 FCT FIRST TR SR FLTG RATE INCOME Financial Services 47,881.0 $462K 0.00% -1K -2.5% $9.64 +1.0%
624 BALL BALL CORP Consumer Cyclical 7,570.0 $448K 0.00% -1K -15.0% $59.12 -3.9%
625 L LOEWS CORP Financial Services 4,188.0 $447K 0.00% -1K -23.7% $106.75 +1.0%
626 DLY DOUBLELINE YIELD OPPORTUNITI Financial Services 32,052.0 $446K 0.00% -750.0 -2.3% $13.92 +0.6%
627 EXPD EXPEDITORS INTL WASH INC Industrials 3,114.0 $446K 0.00% -1K -30.3% $143.24 +10.0%
628 EVEREST GROUP LTD 1,361.0 $445K 0.00% -20.0 -1.4% $326.99
629 IYG ISHARES TR 5,351.0 $443K 0.00% -3K -37.5% $82.84 +5.0%
630 FROG JFROG LTD Technology 9,363.0 $439K 0.00% -13K -58.4% $46.93 +50.5%
631 HIMS HIMS & HERS HEALTH INC Healthcare 21,062.0 $437K 0.00% -20K -48.7% $20.76 +8.1%
632 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 50,914.0 $434K 0.00% -20K -27.9% $8.52 -0.2%
633 AEO AMERICAN EAGLE OUTFITTERS IN Consumer Cyclical 25,975.0 $434K 0.00% -28K -52.0% $16.70 -1.8%
634 ACA ARCOSA INC Industrials 4,075.0 $433K 0.00% -88.0 -2.1% $106.16 +13.3%
635 AGCO AGCO CORP Industrials 3,719.0 $431K 0.00% -396.0 -9.6% $115.91 -1.0%
636 ONEQ FIDELITY COMWLTH TR 5,023.0 $427K 0.00% -33.0 -0.7% $84.92 +21.8%
637 SAIC SCIENCE APPLICATIONS INTL CO Technology 4,474.0 $425K 0.00% -185.0 -4.0% $94.93 +0.4%
638 SEMR SEMRUSH HLDGS INC Technology 35,483.0 $424K 0.00% -5K -13.2% $11.94 +0.5%
639 PMM PUTNAM MANAGED MUN INCOME TR Financial Services 68,871.0 $424K 0.00% -4K -4.9% $6.15 +0.6%
640 RYTM RHYTHM PHARMACEUTICALS INC Healthcare 4,844.0 $421K 0.00% -7K -58.9% $86.97 +0.3%
Page 32 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%