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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 31 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 BITB BITWISE BITCOIN ETF TR Financial Services 14,485.0 $533K 0.00% -1K -7.4% $36.81 +14.5%
602 EUFN ISHARES TR 15,247.0 $531K 0.00% -4K -22.3% $34.85 +10.1%
603 PID INVESCO EXCHANGE TRADED FD T 23,866.0 $531K 0.00% -378.0 -1.6% $22.25 +3.7%
604 EEMA ISHARES INC 5,509.0 $527K 0.00% -3K -31.8% $95.74 +16.9%
605 FTA FIRST TR EXCHANGE-TRADED ALP 5,711.0 $527K 0.00% -113.0 -1.9% $92.35 +1.6%
606 NUVEEN REAL ASSET INCOME & G 42,712.0 $525K 0.00% -3K -5.8% $12.30
607 PCY INVESCO EXCH TRADED FD TR II 24,878.0 $520K 0.00% -2K -7.9% $20.90 +1.0%
608 S SENTINELONE INC Technology 40,298.0 $519K 0.00% -649K -94.2% $12.88 +37.1%
609 ROL ROLLINS INC Consumer Cyclical 9,509.0 $508K 0.00% -396.0 -4.0% $53.41 +0.6%
610 AGIO AGIOS PHARMACEUTICALS INC Healthcare 14,875.0 $503K 0.00% -6K -29.4% $33.83 -15.8%
611 ABRDN ASIA PACIFIC INCOME FU 34,575.0 $499K 0.00% -7K -16.5% $14.42
612 VOYA VOYA FINANCIAL INC Financial Services 7,235.0 $494K 0.00% -872.0 -10.8% $68.33 +17.1%
613 CEF SPROTT ASSET MANAGEMENT LP Financial Services 10,291.0 $491K 0.00% -604.0 -5.5% $47.72 -0.0%
614 ANGLOGOLD ASHANTI PLC 5,039.0 $491K 0.00% -4K -43.2% $97.37
615 ONLN PROSHARES TR 9,215.0 $490K 0.00% -3K -23.7% $53.21 +7.4%
616 CPRX CATALYST PHARMACEUTICALS INC Healthcare 19,712.0 $488K 0.00% -10K -33.6% $24.76 +26.0%
617 HYLB DBX ETF TR 13,398.0 $484K 0.00% -3K -17.9% $36.16 +0.8%
618 VKI INVESCO ADVANTAGE MUN INCOME Financial Services 55,492.0 $481K 0.00% -281.0 -0.5% $8.66 +0.3%
619 TBIL RBB FD INC 9,580.0 $478K 0.00% -21K -69.0% $49.86 +0.2%
620 JBBB JANUS DETROIT STR TR 10,192.0 $475K 0.00% -22K -68.7% $46.61 +1.8%
Page 31 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%