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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 27 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 IBDR ISHARES TR 34,000.0 $824K 0.00% -230.0 -0.7% $24.24 -0.1%
522 BBUS J P MORGAN EXCHANGE TRADED F 7,028.0 $824K 0.00% -3K -30.0% $117.18 +13.6%
523 J JACOBS SOLUTIONS INC Industrials 6,463.0 $823K 0.00% -2K -25.0% $127.29 -10.7%
524 EQAL INVESCO EXCH TRADED FD TR II 14,697.0 $810K 0.00% -104.0 -0.7% $55.10 +4.1%
525 CHY CALAMOS CONV & HIGH INCOME F Financial Services 74,134.0 $807K 0.00% -1K -1.9% $10.89 +12.5%
526 AAXJ ISHARES TR 8,378.0 $807K 0.00% -607.0 -6.8% $96.31 +17.1%
527 CPRT COPART INC Industrials 24,025.0 $798K 0.00% -50K -67.7% $33.20 -0.2%
528 PAYC PAYCOM SOFTWARE INC Technology 6,525.0 $793K 0.00% -636.0 -8.9% $121.56 +13.4%
529 WTFC WINTRUST FINL CORP Financial Services 5,680.0 $789K 0.00% -1K -19.0% $138.98 +7.7%
530 NULV NUSHARES ETF TR 17,323.0 $788K 0.00% -1K -7.0% $45.50 +9.9%
531 BOX BOX INC Technology 33,206.0 $785K 0.00% -2K -6.7% $23.64 +7.6%
532 YSEP FIRST TR EXCHNG TRADED FD VI 29,428.0 $770K 0.00% -1K -3.7% $26.17 +3.8%
533 MTSI MACOM TECH SOLUTIONS HLDGS I Technology 3,427.0 $761K 0.00% -227.0 -6.2% $222.07 +65.6%
534 QJUN FIRST TR EXCHNG TRADED FD VI 24,242.0 $757K 0.00% -455.0 -1.8% $31.24 +7.6%
535 BTZ BLACKROCK CR ALLOCATION Financial Services 74,352.0 $751K 0.00% -3K -4.1% $10.10 -1.2%
536 FAB FIRST TR EXCHANGE-TRADED ALP 7,794.0 $737K 0.00% -951.0 -10.9% $94.55 +2.5%
537 MHF WESTERN ASSET MUN HIGH INCOM Financial Services 106,000.0 $736K 0.00% -16K -12.8% $6.94 -0.6%
538 EWC ISHARES INC 13,381.0 $733K 0.00% -3K -20.1% $54.79 +6.2%
539 MGRC MCGRATH RENTCORP Industrials 6,615.0 $730K 0.00% -714.0 -9.7% $110.29 -0.1%
540 NMAI NUVEEN MULTI ASSET INCOME FU Financial Services 58,757.0 $729K 0.00% -5K -8.3% $12.40 +11.5%
Page 27 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%