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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 26 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 FLQM FRANKLIN TEMPLETON ETF TR 17,796.0 $978K 0.00% -1K -6.8% $54.93 +2.3%
502 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 52,820.0 $971K 0.00% -96K -64.4% $18.38 -5.1%
503 COOPER COS INC 13,571.0 $970K 0.00% -5K -28.0% $71.50
504 ITB ISHARES TR 10,671.0 $966K 0.00% -8K -44.2% $90.55 -1.7%
505 DXCM DEXCOM INC Healthcare 15,063.0 $946K 0.00% -616.0 -3.9% $62.80 +10.4%
506 BCI ABRDN ETFS 38,726.0 $941K 0.00% -34K -46.8% $24.29 +3.8%
507 BANK AMERICA CORP 784.0 $934K 0.00% -222.0 -22.1% $1191.56
508 MNA NEW YORK LIFE INVESTMENTS ET 25,283.0 $919K 0.00% -1K -5.1% $36.35 +0.4%
509 ECC EAGLE POINT CREDIT COMPANY I Financial Services 243,982.0 $917K 0.00% -9K -3.5% $3.76 +8.1%
510 TFI SPDR SERIES TRUST 20,225.0 $917K 0.00% -83K -80.5% $45.34 -0.5%
511 BITWISE FUNDS TRUST 47,994.0 $905K 0.00% -43K -47.3% $18.86
512 TYL TYLER TECHNOLOGIES INC Technology 2,628.0 $900K 0.00% -227.0 -8.0% $342.38 -7.9%
513 EVV EATON VANCE LIMITED DURATION Financial Services 93,930.0 $888K 0.00% -5K -4.9% $9.45 -2.3%
514 IGF ISHARES TR 13,203.0 $885K 0.00% -18K -57.4% $67.00 +0.3%
515 SMDV PROSHARES TR 12,685.0 $873K 0.00% -122.0 -0.9% $68.79 +3.5%
516 H HYATT HOTELS CORP Consumer Cyclical 6,050.0 $870K 0.00% -467.0 -7.2% $143.81 +20.1%
517 CAMT CAMTEK LTD Technology 5,704.0 $865K 0.00% -76.0 -1.3% $151.62 +4.1%
518 DCOM DIME CMNTY BANCSHARES INC Financial Services 25,030.0 $847K 0.00% -13K -33.7% $33.82 +7.3%
519 NN NEXTNAV INC Communication Services 52,564.0 $842K 0.00% -54K -50.9% $16.02 +43.6%
520 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 80,204.0 $826K 0.00% -9K -10.3% $10.30 -0.1%
Page 26 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%