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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 25 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 FNOV FIRST TR EXCHNG TRADED FD VI 20,091.0 $1.1M 0.00% -928.0 -4.4% $53.40 +8.1%
482 JHEM JOHN HANCOCK EXCHANGE TRADED 30,992.0 $1.1M 0.00% -1K -3.1% $34.26 +12.9%
483 NICE NICE LTD Technology 9,598.0 $1.1M 0.00% -653.0 -6.4% $110.26 -15.6%
484 COHEN & STEERS LTD DURATION 52,881.0 $1.1M 0.00% -4K -6.9% $19.97
485 DJUL FIRST TR EXCHNG TRADED FD VI 22,523.0 $1.1M 0.00% -451.0 -2.0% $46.74 +6.1%
486 IYE ISHARES TR 16,087.0 $1.0M 0.00% -2K -11.2% $64.77 -1.8%
487 SIVR ABRDN SILVER ETF TRUST Financial Services 14,533.0 $1.0M 0.00% -35K -70.6% $71.61 +0.7%
488 AOS SMITH A O CORP Industrials 15,753.0 $1.0M 0.00% -54K -77.3% $65.94 -14.4%
489 XPH SPDR SERIES TRUST 19,166.0 $1.0M 0.00% -877.0 -4.4% $54.09 +5.2%
490 ACM AECOM Industrials 12,165.0 $1.0M 0.00% -1K -10.9% $84.83 -14.9%
491 AVY AVERY DENNISON CORP Industrials 5,971.0 $1.0M 0.00% -4K -38.1% $172.74 -9.7%
492 VNQI VANGUARD INTL EQUITY INDEX F 22,985.0 $1.0M 0.00% -789.0 -3.3% $44.45 +3.3%
493 GWRE GUIDEWIRE SOFTWARE INC Technology 6,804.0 $1.0M 0.00% -7K -50.4% $149.56 -6.8%
494 BIDD BLACKROCK ETF TRUST 35,753.0 $1.0M 0.00% -812.0 -2.2% $28.43 +10.4%
495 STM STMICROELECTRONICS N V Technology 29,338.0 $1.0M 0.00% -5K -13.4% $34.55 +85.8%
496 KGC KINROSS GOLD CORP Basic Materials 32,605.0 $995K 0.00% -240.0 -0.7% $30.52 -6.1%
497 SNAP SNAP INC Communication Services 216,321.0 $995K 0.00% -3K -1.2% $4.60 +21.0%
498 DAPR FIRST TR EXCHNG TRADED FD VI 24,943.0 $992K 0.00% -1K -4.1% $39.76 +2.1%
499 FERG FERGUSON ENTERPRISES INC Industrials 4,244.0 $990K 0.00% -571.0 -11.9% $233.27 -3.9%
500 PSFD PACER FDS TR 27,000.0 $986K 0.00% -3K -10.0% $36.50 +7.9%
Page 25 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%