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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 23 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 HLI HOULIHAN LOKEY INC Financial Services 9,907.0 $1.4M 0.00% -756.0 -7.1% $143.63 +4.0%
442 MASI MASIMO CORP Healthcare 7,970.0 $1.4M 0.00% -78K -90.8% $177.87 +0.5%
443 EFX EQUIFAX INC Industrials 7,829.0 $1.4M 0.00% -624.0 -7.4% $180.07 -9.5%
444 ZBRA ZEBRA TECHNOLOGIES CORPORATI Technology 6,729.0 $1.4M 0.00% -626.0 -8.5% $209.08 +17.4%
445 CQP CHENIERE ENERGY PARTNERS L P Energy 21,654.0 $1.4M 0.00% -898.0 -4.0% $64.63 -1.4%
446 FE FIRSTENERGY CORP Utilities 27,591.0 $1.4M 0.00% -3K -10.9% $50.66 -10.2%
447 PSK SPDR SERIES TRUST 45,310.0 $1.4M 0.00% -598.0 -1.3% $30.84 +0.5%
448 TOTL SSGA ACTIVE ETF TR 35,167.0 $1.4M 0.00% -7K -16.1% $39.73 -1.3%
449 R RYDER SYS INC Industrials 6,743.0 $1.4M 0.00% -329.0 -4.7% $204.72 +15.1%
450 AOR ISHARES TR 21,316.0 $1.4M 0.00% -250.0 -1.2% $64.35 +6.2%
451 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 62,120.0 $1.4M 0.00% -6K -8.5% $22.06 -2.4%
452 FDIS FIDELITY COVINGTON TRUST 14,649.0 $1.4M 0.00% -124.0 -0.8% $93.26 +7.8%
453 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 131,227.0 $1.4M 0.00% -7K -4.9% $10.38 -3.3%
454 ICF ISHARES TR 21,935.0 $1.4M 0.00% -474.0 -2.1% $61.89 +9.5%
455 MTZ MASTEC INC Industrials 4,166.0 $1.3M 0.00% -3K -37.9% $321.74 +20.7%
456 FDLO FIDELITY COVINGTON TRUST 20,510.0 $1.3M 0.00% -5K -19.2% $64.59 +7.7%
457 IAGG ISHARES TR 26,274.0 $1.3M 0.00% -2K -7.6% $50.04 -0.2%
458 TOL TOLL BROTHERS INC Consumer Cyclical 9,602.0 $1.3M 0.00% -2K -14.8% $136.47 -1.8%
459 CDL VICTORY PORTFOLIOS II 17,212.0 $1.3M 0.00% -1K -7.0% $74.52 +1.2%
460 HYDB ISHARES TR 27,176.0 $1.3M 0.00% -4K -12.3% $46.52 +0.3%
Page 23 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%