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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 22 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 CLX CLOROX CO DEL Consumer Defensive 16,147.0 $1.7M 0.00% -239.0 -1.5% $103.63 -9.0%
422 GHY PGIM GLOBAL HIGH YIELD FD FO Financial Services 142,975.0 $1.7M 0.00% -2K -1.6% $11.65 +1.9%
423 UCON FIRST TR EXCHNG TRADED FD VI 65,789.0 $1.6M 0.00% -4K -5.5% $24.77 +0.2%
424 FSTA FIDELITY COVINGTON TRUST 30,987.0 $1.6M 0.00% -246.0 -0.8% $52.33 +4.1%
425 FAUG FIRST TR EXCHNG TRADED FD VI 31,240.0 $1.6M 0.00% -772.0 -2.4% $51.78 +7.6%
426 AIZ ASSURANT INC Financial Services 7,352.0 $1.6M 0.00% -94K -92.8% $217.83 +17.3%
427 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 17,737.0 $1.6M 0.00% -2K -9.2% $90.11 +14.1%
428 SCZ ISHARES TR 19,779.0 $1.6M 0.00% -3K -13.8% $78.41 +8.0%
429 APAM ARTISAN PARTNERS ASSET MGMT Financial Services 42,413.0 $1.5M 0.00% -4K -8.2% $36.39 +0.8%
430 ARRY ARRAY TECHNOLOGIES INC Energy 211,845.0 $1.5M 0.00% -6K -2.9% $7.23 +14.5%
431 DNL WISDOMTREE TR 37,864.0 $1.5M 0.00% -202K -84.2% $40.37 +8.7%
432 CELH CELSIUS HLDGS INC Consumer Defensive 42,136.0 $1.5M 0.00% -14K -25.2% $35.48 -19.3%
433 ARMK ARAMARK Industrials 36,700.0 $1.5M 0.00% -9K -18.9% $40.54 +27.1%
434 EQX EQUINOX GOLD CORP Basic Materials 101,102.0 $1.5M 0.00% -6K -5.6% $14.46 -13.4%
435 DVYE ISHARES INC 42,225.0 $1.5M 0.00% -924.0 -2.1% $34.38 -0.1%
436 JHSC JOHN HANCOCK EXCHANGE TRADED 33,809.0 $1.5M 0.00% -519.0 -1.5% $42.89 +6.9%
437 HPQ HP INC Technology 75,311.0 $1.4M 0.00% -16K -17.5% $19.21 +10.9%
438 SCHV SCHWAB STRATEGIC TR 46,954.0 $1.4M 0.00% -750.0 -1.6% $30.50 +7.5%
439 SEALED AIR CORP NEW 34,020.0 $1.4M 0.00% -5K -12.3% $42.05
440 ACGL ARCH CAP GROUP LTD Financial Services 14,836.0 $1.4M 0.00% -69K -82.2% $95.99 +0.9%
Page 22 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%