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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 21 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 AG FIRST MAJESTIC SILVER CORP Basic Materials 93,303.0 $2.0M 0.00% -48K -33.9% $21.48 -12.5%
402 SMMU PIMCO ETF TR 39,349.0 $2.0M 0.00% -3K -6.1% $50.45 -0.4%
403 QFLR INNOVATOR ETFS TRUST 59,027.0 $2.0M 0.00% -15K -20.2% $33.30 +6.7%
404 LII LENNOX INTL INC Industrials 4,184.0 $1.9M 0.00% -3K -38.6% $464.20 +8.0%
405 ACI ALBERTSONS COS INC Consumer Defensive 112,295.0 $1.9M 0.00% -5K -4.6% $17.04 +0.9%
406 TPR TAPESTRY INC Consumer Cyclical 13,545.0 $1.9M 0.00% -4K -23.7% $141.13 -7.1%
407 FHN FIRST HORIZON CORPORATION Financial Services 83,108.0 $1.9M 0.00% -2K -2.8% $22.76 +4.3%
408 DIM WISDOMTREE TR 22,775.0 $1.9M 0.00% -350.0 -1.5% $82.83 +4.4%
409 CIEN CIENA CORP Technology 4,739.0 $1.8M 0.00% -4K -43.7% $388.23 +39.6%
410 IWX ISHARES TR 19,672.0 $1.8M 0.00% -408.0 -2.0% $92.67 +9.4%
411 IGEB ISHARES TR 40,370.0 $1.8M 0.00% -7K -15.3% $45.06 -1.3%
412 NTAP NETAPP INC Technology 17,751.0 $1.8M 0.00% -23K -56.7% $102.39 +17.8%
413 RF REGIONS FINANCIAL CORP NEW Financial Services 68,958.0 $1.8M 0.00% -2K -2.6% $26.12 +3.3%
414 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 156,578.0 $1.8M 0.00% -28K -15.3% $11.50 +0.1%
415 LANDBRIDGE COMPANY LLC 25,995.0 $1.8M 0.00% -4K -12.6% $69.05
416 DLTR DOLLAR TREE INC Consumer Defensive 16,374.0 $1.8M 0.00% -74K -81.9% $109.51 -16.7%
417 NUBD NUSHARES ETF TR 78,979.0 $1.8M 0.00% -15K -15.9% $22.21 -1.6%
418 EQWL INVESCO EXCHANGE TRADED FD T 14,998.0 $1.7M 0.00% -6K -29.1% $115.24 +7.8%
419 BCSF BAIN CAP SPECIALTY FIN INC Financial Services 135,793.0 $1.7M 0.00% -372K -73.3% $12.40 +5.7%
420 FOCT FIRST TR EXCHNG TRADED FD VI 35,308.0 $1.7M 0.00% -2K -4.1% $47.68 +7.9%
Page 21 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%