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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 20 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 DTH WISDOMTREE TR 43,272.0 $2.3M 0.00% -2K -4.4% $54.09 +3.7%
382 FDS FACTSET RESH SYS INC Financial Services 10,772.0 $2.3M 0.00% -22K -67.5% $217.01 +3.4%
383 PALL ABRDN PALLADIUM ETF TRUST Financial Services 17,151.0 $2.3M 0.00% -870.0 -4.8% $134.71 -81.0%
384 BBEU J P MORGAN EXCHANGE TRADED F 31,591.0 $2.3M 0.00% -10K -23.3% $72.41 +4.7%
385 HUBG HUB GROUP INC Industrials 63,396.0 $2.3M 0.00% -865.0 -1.4% $36.04 +5.9%
386 MTB M & T BK CORP Financial Services 10,945.0 $2.3M 0.00% -8K -41.3% $206.73 -0.2%
387 TDTF FLEXSHARES TR 93,762.0 $2.3M 0.00% -1K -1.1% $24.11 -0.3%
388 GTLS CHART INDS INC Industrials 10,883.0 $2.3M 0.00% -828.0 -7.1% $206.75 +0.2%
389 THC TENET HEALTHCARE CORP Healthcare 11,529.0 $2.2M 0.00% -583.0 -4.8% $188.73 +2.0%
390 EMBC EMBECTA CORP Healthcare 244,056.0 $2.2M 0.00% -100K -29.2% $8.84 -67.2%
391 DSTX ETF SER SOLUTIONS 65,818.0 $2.1M 0.00% -6K -8.0% $32.41 +4.1%
392 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 6,437.0 $2.1M 0.00% -2K -20.8% $330.88 -11.1%
393 LEN LENNAR CORP Consumer Cyclical 24,441.0 $2.1M 0.00% -2K -7.5% $86.84 -3.5%
394 RODM LATTICE STRATEGIES TR 53,364.0 $2.1M 0.00% -302.0 -0.6% $39.42 +4.2%
395 EMO CLEARBRIDGE ENERGY MIDSTREAM Financial Services 39,509.0 $2.1M 0.00% -258.0 -0.7% $52.82 -0.0%
396 VOD VODAFONE GROUP PLC Communication Services 138,819.0 $2.1M 0.00% -255K -64.8% $15.02 -0.1%
397 TPZ TORTOISE CAPITAL SERIES TRUS 94,705.0 $2.1M 0.00% -6K -6.2% $21.88 +1.3%
398 SPYI NEOS ETF TRUST 40,996.0 $2.0M 0.00% -4K -9.0% $49.37 +8.0%
399 QBTS D-WAVE QUANTUM INC Technology 140,140.0 $2.0M 0.00% -16K -10.3% $14.43 +32.1%
400 BBAX J P MORGAN EXCHANGE TRADED F 33,881.0 $2.0M 0.00% -5K -13.4% $59.46 +2.6%
Page 20 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%