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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 18 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 HYMB SPDR SERIES TRUST 117,918.0 $2.9M 0.01% -3K -2.1% $24.80 -0.3%
342 TECHNIPFMC PLC 42,276.0 $2.9M 0.01% -517.0 -1.2% $69.13
343 EQH EQUITABLE HLDGS INC Financial Services 78,562.0 $2.9M 0.01% -3K -3.2% $37.11 +15.3%
344 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 62,833.0 $2.9M 0.01% -7K -9.5% $46.19 -4.3%
345 CCK CROWN HLDGS INC Consumer Cyclical 28,574.0 $2.9M 0.01% -3K -8.9% $100.25 -5.0%
346 HPE HEWLETT PACKARD ENTERPRISE C Technology 119,925.0 $2.9M 0.01% -4K -3.1% $23.81 +38.6%
347 HUBB HUBBELL INC Industrials 5,816.0 $2.9M 0.01% -94.0 -1.6% $490.83 -4.1%
348 VTR VENTAS INC Real Estate 34,493.0 $2.8M 0.01% -2K -6.5% $81.78 +7.8%
349 VAL VALARIS LTD Energy 28,684.0 $2.8M 0.01% -206K -87.8% $98.04 +15.7%
350 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 227,413.0 $2.8M 0.01% -12K -4.9% $12.33 -1.6%
351 VRSK VERISK ANALYTICS INC Industrials 14,776.0 $2.8M 0.01% -11K -43.7% $189.76 -9.6%
352 ALLY ALLY FINL INC Financial Services 71,087.0 $2.8M 0.01% -2K -2.2% $39.23 +4.1%
353 MAIN MAIN STR CAP CORP Financial Services 52,534.0 $2.8M 0.01% -2K -3.7% $52.96 -3.7%
354 ALLE ALLEGION PLC Industrials 19,068.0 $2.8M 0.01% -304.0 -1.6% $145.30 -13.2%
355 GIS GENERAL MILLS INC Consumer Defensive 74,195.0 $2.8M 0.01% -3K -3.5% $37.22 -10.1%
356 BBCA J P MORGAN EXCHANGE TRADED F 29,212.0 $2.7M 0.01% -9K -23.6% $94.06 +5.0%
357 PFXF VANECK ETF TRUST 156,240.0 $2.7M 0.01% -1K -0.9% $17.54 +3.9%
358 EW EDWARDS LIFESCIENCES CORP Healthcare 34,163.0 $2.7M 0.01% -3K -6.9% $80.08 +2.9%
359 F FORD MTR CO Consumer Cyclical 232,472.0 $2.7M 0.01% -25K -9.7% $11.54 +12.9%
360 ADSK AUTODESK INC Technology 11,173.0 $2.7M 0.01% -30K -73.1% $239.43 +2.0%
Page 18 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%