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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 17 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 KR KROGER CO Consumer Defensive 49,017.0 $3.5M 0.01% -134K -73.3% $72.36 -5.6%
322 SHM SPDR SERIES TRUST 72,956.0 $3.5M 0.01% -2K -2.1% $47.83 -0.4%
323 CRSP CRISPR THERAPEUTICS AG Healthcare 73,325.0 $3.5M 0.01% -39K -34.9% $47.57 +2.1%
324 Q QNITY ELECTRONICS INC Technology 29,280.0 $3.4M 0.01% -2K -7.7% $115.38 +29.2%
325 QQEW FIRST TR EXCHANGE-TRADED FD 26,556.0 $3.4M 0.01% -14K -34.5% $126.97 +13.8%
326 ESN NORTHERN LTS FD TR II 189,624.0 $3.3M 0.01% -2K -1.2% $17.51 +9.7%
327 CFG CITIZENS FINL GROUP INC Financial Services 55,079.0 $3.3M 0.01% -9K -14.4% $59.97 +2.3%
328 TPL TEXAS PACIFIC LAND CORPORATI Energy 6,886.0 $3.3M 0.01% -450.0 -6.1% $474.62 -18.5%
329 DD DUPONT DE NEMOURS INC Basic Materials 70,818.0 $3.2M 0.01% -5K -6.2% $45.80 +6.2%
330 STT STATE STR CORP Financial Services 25,314.0 $3.2M 0.01% -568.0 -2.2% $126.56 +21.5%
331 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 44,180.0 $3.1M 0.01% -67K -60.3% $71.18 -13.6%
332 MSCI MSCI INC Financial Services 5,809.0 $3.1M 0.01% -1K -18.2% $539.04 +4.2%
333 AVB AVALONBAY CMNTYS INC Real Estate 18,989.0 $3.1M 0.01% -4K -16.9% $163.36 +13.3%
334 SMIG ETF SER SOLUTIONS 104,014.0 $3.1M 0.01% -18K -14.9% $29.35 +5.7%
335 GRAL GRAIL INC Healthcare 59,044.0 $3.1M 0.01% -10K -13.9% $51.68 +17.5%
336 CPT CAMDEN PPTY TR Real Estate 30,891.0 $3.0M 0.01% -15K -32.0% $97.67 +7.1%
337 MMIN NEW YORK LIFE INVTS ACTIVE E 125,219.0 $3.0M 0.01% -769.0 -0.6% $23.71 +0.1%
338 FXI ISHARES TR 82,418.0 $3.0M 0.01% -481.0 -0.6% $35.90 +1.1%
339 BWZ SPDR SERIES TRUST 109,413.0 $2.9M 0.01% -25K -18.8% $26.92 +0.6%
340 STE STERIS PLC Healthcare 13,242.0 $2.9M 0.01% -371.0 -2.7% $221.17 -3.8%
Page 17 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%