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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 16 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 AIG AMERICAN INTL GROUP INC Financial Services 52,751.0 $4.0M 0.01% -2K -4.5% $75.25 +3.7%
302 PXF INVESCO EXCH TRADED FD TR II 56,692.0 $4.0M 0.01% -3K -4.8% $69.90 +9.1%
303 SYY SYSCO CORP Consumer Defensive 55,516.0 $4.0M 0.01% -589.0 -1.1% $71.33 +5.4%
304 LQDH ISHARES U S ETF TR 42,570.0 $3.9M 0.01% -1K -2.7% $92.34 +1.0%
305 TRU TRANSUNION Industrials 56,794.0 $3.9M 0.01% -25K -30.3% $69.19 -4.5%
306 DWLD DAVIS FUNDAMENTAL ETF TR 89,399.0 $3.9M 0.01% -1K -1.4% $43.81 +8.0%
307 IQVIA HLDGS INC 22,950.0 $3.9M 0.01% -185K -89.0% $170.55
308 BKR BAKER HUGHES COMPANY Energy 63,735.0 $3.9M 0.01% -19K -23.3% $61.05 +9.4%
309 ARIS ARIS MINING CORPORATION Basic Materials 208,721.0 $3.9M 0.01% -10K -4.6% $18.57 -8.1%
310 JBL JABIL INC Technology 14,571.0 $3.9M 0.01% -158.0 -1.1% $265.64 +25.3%
311 IHDG WISDOMTREE TR 79,701.0 $3.8M 0.01% -5K -6.1% $48.15 +4.8%
312 ATEC ALPHATEC HLDGS INC Healthcare 350,828.0 $3.8M 0.01% -55K -13.5% $10.88 -24.4%
313 BROS DUTCH BROS INC Consumer Cyclical 75,197.0 $3.8M 0.01% -4K -5.6% $50.66 +4.2%
314 LH LABCORP HOLDINGS INC Healthcare 14,080.0 $3.8M 0.01% -392.0 -2.7% $266.83 -4.9%
315 STZ CONSTELLATION BRANDS INC Consumer Defensive 24,865.0 $3.7M 0.01% -1K -5.3% $150.00 -2.4%
316 GDV GABELLI DIVID & INCOME TR Financial Services 135,955.0 $3.7M 0.01% -700.0 -0.5% $26.93 +7.8%
317 SMCI SUPER MICRO COMPUTER INC Technology 160,694.0 $3.7M 0.01% -22K -12.0% $22.77 +34.2%
318 CR CRANE COMPANY Industrials 20,946.0 $3.6M 0.01% -131.0 -0.6% $171.00 -2.1%
319 EIPX FIRST TR EXCHANGE-TRADED FD 111,366.0 $3.6M 0.01% -9K -7.3% $32.16 +1.6%
320 WINN HARBOR ETF TRUST 128,638.0 $3.6M 0.01% -3K -2.5% $27.73 +17.7%
Page 16 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%