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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 15 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 EVT EATON VANCE TAX ADVT DIV INC Financial Services 193,503.0 $4.8M 0.01% -13K -6.1% $24.55 +5.7%
282 TFLO ISHARES TR 92,730.0 $4.7M 0.01% -744.0 -0.8% $50.63 -0.1%
283 AXON AXON ENTERPRISE INC Industrials 11,001.0 $4.7M 0.01% -517.0 -4.5% $424.69 -7.6%
284 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 127,720.0 $4.5M 0.01% -19K -12.8% $35.44 -4.3%
285 DHI D R HORTON INC Consumer Cyclical 32,663.0 $4.5M 0.01% -2K -4.7% $137.23 +0.2%
286 FIX COMFORT SYS USA INC Industrials 3,240.0 $4.5M 0.01% -569.0 -14.9% $1379.52 +34.4%
287 USRT ISHARES TR 74,791.0 $4.4M 0.01% -10K -11.9% $59.19 +8.7%
288 EME EMCOR GROUP INC Industrials 5,995.0 $4.4M 0.01% -975.0 -14.0% $738.35 +18.8%
289 LYG LLOYDS BANKING GROUP PLC Financial Services 877,782.0 $4.4M 0.01% -44K -4.8% $5.03 +2.8%
290 GNRC GENERAC HLDGS INC Industrials 22,427.0 $4.4M 0.01% -524.0 -2.3% $195.33 +29.5%
291 USHY ISHARES TR 117,178.0 $4.3M 0.01% -101K -46.4% $36.84 -0.4%
292 WAB WABTEC Industrials 17,264.0 $4.3M 0.01% -723.0 -4.0% $249.92 +4.1%
293 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 379,232.0 $4.3M 0.01% -52K -12.1% $11.23 -0.4%
294 STLD STEEL DYNAMICS INC Basic Materials 23,170.0 $4.2M 0.01% -2K -9.6% $180.01 +27.0%
295 EZU ISHARES INC 66,248.0 $4.1M 0.01% -25K -27.4% $62.64 +5.7%
296 PKG PACKAGING CORP AMER Consumer Cyclical 19,399.0 $4.1M 0.01% -719.0 -3.6% $212.23 -0.7%
297 GSGO GOLDMAN SACHS ETF TR 110,784.0 $4.1M 0.01% -18K -14.0% $36.56 +17.5%
298 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 53,133.0 $4.0M 0.01% -1K -2.7% $76.16 +7.8%
299 WWD WOODWARD INC Industrials 11,252.0 $4.0M 0.01% -3K -19.4% $357.94 -2.4%
300 KWEB KRANESHARES TRUST 140,878.0 $4.0M 0.01% -740K -84.0% $28.43 -0.5%
Page 15 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%