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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 11 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 BNDX VANGUARD CHARLOTTE FDS 205,920.0 $9.9M 0.02% -67K -24.7% $48.05 -0.7%
202 STIP ISHARES TR 95,327.0 $9.9M 0.02% -2K -2.5% $103.43 +0.1%
203 TRIN TRINITY CAP INC Financial Services 643,608.0 $9.5M 0.02% -321K -33.3% $14.71 +14.5%
204 ASTS AST SPACEMOBILE INC Technology 112,510.0 $9.3M 0.02% -1K -1.0% $82.87 +4.8%
205 PTLC PACER FDS TR 174,077.0 $9.1M 0.02% -24K -12.2% $52.46 +9.5%
206 KRE SPDR SERIES TRUST 139,973.0 $9.1M 0.02% -13K -8.3% $65.15 +4.3%
207 USIG ISHARES TR 177,496.0 $9.1M 0.02% -3K -1.5% $51.23 -1.0%
208 NCLH NORWEGIAN CRUISE LINE HLDGS Consumer Cyclical 484,372.0 $9.1M 0.02% -104K -17.7% $18.70 -17.0%
209 TER TERADYNE INC Technology 30,002.0 $8.9M 0.02% -3K -10.2% $296.46 +14.0%
210 PAAS PAN AMERN SILVER CORP Basic Materials 162,090.0 $8.9M 0.02% -31K -16.2% $54.63 +3.2%
211 VTIP VANGUARD MALVERN FDS 176,195.0 $8.8M 0.02% -5K -3.0% $49.95 +0.8%
212 PWV INVESCO EXCHANGE TRADED FD T 126,010.0 $8.8M 0.02% -7K -5.3% $69.71 +5.6%
213 FIRST TR EXCHNG TRADED FD VI 392,024.0 $8.8M 0.02% -22K -5.4% $22.38
214 MKC MCCORMICK & CO INC Consumer Defensive 173,924.0 $8.8M 0.02% -15K -7.8% $50.44 -8.1%
215 FTSM FIRST TR EXCHANGE-TRADED FD 146,265.0 $8.7M 0.02% -58K -28.3% $59.78 +0.2%
216 XAR SPDR SERIES TRUST 34,296.0 $8.7M 0.01% -2K -6.7% $253.98 +3.6%
217 SCHB SCHWAB STRATEGIC TR 343,298.0 $8.6M 0.01% -9K -2.5% $25.10 +13.1%
218 SPYX SPDR SERIES TRUST 160,386.0 $8.5M 0.01% -2K -0.9% $53.03 +13.9%
219 PZA INVESCO EXCH TRADED FD TR II 367,891.0 $8.5M 0.01% -10K -2.6% $22.98 -0.1%
220 BKNG BOOKING HOLDINGS INC Consumer Cyclical 1,955.0 $8.2M 0.01% -1K -41.2% $4212.43 -96.3%
Page 11 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%