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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 10 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 CGMS CAPITAL GRP FIXED INCM ETF T 417,804.0 $11.4M 0.02% -10K -2.3% $27.23 +0.4%
182 RIO RIO TINTO PLC Basic Materials 120,952.0 $11.3M 0.02% -10K -7.6% $93.29 +11.1%
183 CNM CORE & MAIN INC Industrials 225,220.0 $11.1M 0.02% -15K -6.4% $49.40 -6.6%
184 RPM RPM INTL INC Basic Materials 110,856.0 $11.0M 0.02% -5K -4.0% $99.40 -4.2%
185 HEI HEICO CORP NEW Industrials 39,930.0 $10.9M 0.02% -2K -5.6% $274.20 +5.3%
186 FIXD FIRST TR EXCHNG TRADED FD VI 250,504.0 $10.9M 0.02% -49K -16.3% $43.59 -0.9%
187 SNPS SYNOPSYS INC Technology 27,538.0 $10.9M 0.02% -1K -4.0% $396.49 +26.7%
188 COWG PACER FDS TR 321,927.0 $10.9M 0.02% -273K -45.9% $33.74 +10.0%
189 OUSA ALPS ETF TR 194,431.0 $10.8M 0.02% -3K -1.4% $55.67 +4.7%
190 FLOT ISHARES TR 211,733.0 $10.8M 0.02% -1K -0.6% $50.95 +0.1%
191 FDN FIRST TR EXCHANGE-TRADED FD 46,042.0 $10.8M 0.02% -11K -18.9% $234.03 +15.5%
192 OKTA OKTA INC Technology 136,637.0 $10.8M 0.02% -1K -0.8% $78.71 +5.2%
193 VPL VANGUARD INTL EQUITY INDEX F 110,021.0 $10.8M 0.02% -11K -9.0% $97.73 +13.3%
194 RKLB ROCKET LAB CORP Industrials 164,975.0 $10.6M 0.02% -42K -20.5% $64.22 +94.3%
195 CNI CANADIAN NATL RY CO Industrials 102,506.0 $10.5M 0.02% -5K -5.1% $102.77 +8.8%
196 XLG INVESCO EXCHANGE TRADED FD T 191,479.0 $10.4M 0.02% -129K -40.2% $54.55 +16.5%
197 ETX EATON VANCE MUN INCOME TERM Financial Services 553,739.0 $10.2M 0.02% -5K -0.9% $18.36 +3.7%
198 USPH U S PHYSICAL THERAPY Healthcare 134,140.0 $10.1M 0.02% -45K -24.9% $75.38 -16.7%
199 VOOV VANGUARD ADMIRAL FDS INC 49,089.0 $10.0M 0.02% -1K -2.1% $203.80 +6.6%
200 ROP ROPER TECHNOLOGIES INC Industrials 28,214.0 $10.0M 0.02% -75K -72.8% $353.86 -9.3%
Page 10 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%