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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 1 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 QQQ INVESCO QQQ TR Financial Services 1,130,072.0 $652.3M 1.16% -25K -2.1% $577.18 +22.8%
2 GOOG ALPHABET INC Communication Services 2,142,274.0 $614.5M 1.09% -17K -0.8% $286.86 +38.5%
3 RGEF TIDAL TRUST III 19,357,317.0 $581.7M 1.03% -933K -4.6% $30.05 +12.3%
4 V VISA INC Financial Services 1,355,559.0 $409.7M 0.73% -31K -2.2% $302.24 +6.7%
5 GLD SPDR GOLD TR Financial Services 926,830.0 $398.8M 0.71% -11K -1.2% $430.29 -0.7%
6 CAT CATERPILLAR INC Industrials 294,176.0 $208.4M 0.37% -52K -15.1% $708.46 +25.4%
7 WMT WALMART INC Consumer Defensive 1,649,694.0 $205.0M 0.36% -28K -1.7% $124.28 +6.6%
8 CSCO CISCO SYS INC Technology 2,305,742.0 $178.9M 0.32% -178K -7.2% $77.59 +48.9%
9 VIG VANGUARD SPECIALIZED FUNDS 824,486.0 $177.3M 0.31% -4K -0.5% $215.06 +6.7%
10 IAU ISHARES GOLD TR Financial Services 1,969,602.0 $173.6M 0.31% -30K -1.5% $88.16 -3.0%
11 VWO VANGUARD INTL EQUITY INDEX F 3,134,644.0 $169.4M 0.30% -16K -0.5% $54.05 +8.1%
12 TEL TE CONNECTIVITY PLC Technology 757,161.0 $158.3M 0.28% -16K -2.1% $209.02 -1.1%
13 AMAT APPLIED MATLS INC Technology 436,403.0 $149.2M 0.26% -32K -6.8% $341.79 +27.7%
14 VT VANGUARD INTL EQUITY INDEX F 1,000,602.0 $138.4M 0.24% -25K -2.5% $138.32 +11.0%
15 BIL SPDR SERIES TRUST 1,507,147.0 $138.1M 0.24% -34K -2.2% $91.64 -0.1%
16 SMH VANECK ETF TRUST 303,533.0 $116.4M 0.21% -35K -10.3% $383.40 +45.1%
17 AER AERCAP HOLDINGS NV Industrials 838,380.0 $115.0M 0.20% -10K -1.2% $137.18 +1.9%
18 TLT ISHARES TR 1,253,148.0 $108.6M 0.19% -69K -5.2% $86.69 -3.5%
19 MU MICRON TECHNOLOGY INC Technology 318,244.0 $107.5M 0.19% -49K -13.4% $337.87 +129.7%
20 AXP AMERICAN EXPRESS CO Financial Services 347,366.0 $105.1M 0.19% -26K -7.1% $302.48 +3.6%
Page 1 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%