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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 97 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1921 DFNL DAVIS FUNDAMENTAL ETF TR 10,080.0 $487K 0.00% NEW $48.33 +0.0%
1922 IDU ISHARES TR 4,487.0 $486K 0.00% NEW $108.37 +4.5%
1923 ARGT GLOBAL X FDS 5,318.0 $486K 0.00% NEW $91.43 +6.6%
1924 SEMR SEMRUSH HLDGS INC Technology 40,891.0 $486K 0.00% NEW $11.89 +0.9%
1925 AEE AMEREN CORP Utilities 4,852.0 $485K 0.00% NEW $99.87 +10.6%
1926 LTPZ PIMCO ETF TR 9,343.0 $484K 0.00% NEW $51.75 -1.4%
1927 FBRT FRANKLIN BSP RLTY TR INC Real Estate 48,054.0 $482K 0.00% NEW $10.03 -16.1%
1928 PXH INVESCO EXCH TRADED FD TR II 18,617.0 $481K 0.00% NEW $25.81 +12.7%
1929 IXP ISHARES TR 3,962.0 $480K 0.00% NEW $121.22 -1.4%
1930 TY TRI CONTL CORP Financial Services 14,651.0 $479K 0.00% NEW $32.66 +7.5%
1931 NML NEUBERGER ENGY INFRSTR & INC Financial Services 56,205.0 $478K 0.00% NEW $8.50 +16.0%
1932 DLY DOUBLELINE YIELD OPPORTUNITI Financial Services 32,802.0 $477K 0.00% NEW $14.54 -3.6%
1933 JAMES HARDIE INDS PLC 22,967.0 $477K 0.00% NEW $20.75
1934 ONDS ONDAS HLDGS INC Technology 48,803.0 $476K 0.00% NEW $9.76 -5.6%
1935 DEUS DBX ETF TR 8,148.0 $475K 0.00% NEW $58.31 +12.4%
1936 TWST TWIST BIOSCIENCE CORP Healthcare 14,970.0 $475K 0.00% NEW $31.72 +167.8%
1937 FBCG FIDELITY COVINGTON TRUST 8,615.0 $472K 0.00% NEW $54.84 +13.2%
1938 ON ON SEMICONDUCTOR CORP Technology 8,715.0 $472K 0.00% NEW $54.15 +118.4%
1939 BALL BALL CORP Consumer Cyclical 8,905.0 $472K 0.00% NEW $52.97 +9.8%
1940 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 34,021.0 $471K 0.00% NEW $13.84 -5.4%
Page 97 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%