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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 9 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 WIW WESTERN AST INFL LKD OPP & I Financial Services 632.0 $5K NEW $8.46 +0.3%
162 ELEMENTAL RTY CORP 282.0 $5K NEW $18.84
163 NPCT NUVEEN CORE PLUS IMPACT FUND Financial Services 521.0 $5K NEW $10.19 -1.1%
164 BALLYS CORPORATION 531.0 $5K NEW $9.64
165 CVR PARTNERS LP/CVR NITROGEN 40.0 $5K NEW $127.03
166 VGSR MANAGER DIRECTED PORTFOLIOS 438.0 $5K NEW $10.33 +7.4%
167 MERLIN INC 600.0 $4K NEW $7.35
168 FUBO FUBOTV INC Communication Services 461.0 $4K NEW $9.46 +1.7%
169 KALU KAISER ALUMINIUM CORPORATION Basic Materials 36.0 $4K NEW $120.53 +40.5%
170 RLX RLX TECHNOLOGY INC Consumer Defensive 1,808.0 $4K NEW $2.20 -1.8%
171 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 831.0 $4K NEW $4.79 +8.7%
172 IEUS ISHARES TR 54.0 $4K NEW $66.33 +9.0%
173 CENTRAIS ELET BRAS SA 271.0 $3K NEW $12.53
174 AISP AIRSHIP AI HLDGS INC Technology 1,500.0 $3K NEW $2.26 +5.8%
175 AMERICAS GOLD AND SILVER COR 635.0 $3K NEW $5.22
176 UWMC UWM HOLDINGS CORPORATION Financial Services 894.0 $3K NEW $3.62 -17.1%
177 RAAX VANECK ETF TRUST 78.0 $3K NEW $40.71 +3.0%
178 TUR ISHARES INC 77.0 $3K NEW $38.65 +4.8%
179 VIRTUS CONVERTIBLE & INC FD 220.0 $3K NEW $13.41
180 SCMB SCHWAB STRATEGIC TR 111.0 $3K NEW $25.48 -0.1%
Page 9 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%