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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 86 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 KIO KKR INCOME OPPORTUNITIES FD Financial Services 63,667.0 $738K 0.00% NEW $11.59 -3.6%
1702 FNDA SCHWAB STRATEGIC TR 23,399.0 $737K 0.00% NEW $31.51 +18.1%
1703 DBC INVESCO DB COMMDY INDX TRCK Financial Services 32,934.0 $736K 0.00% NEW $22.36 +27.7%
1704 JEMA J P MORGAN EXCHANGE TRADED F 14,994.0 $735K 0.00% NEW $49.00 +28.0%
1705 TRNO TERRENO RLTY CORP Real Estate 12,513.0 $735K 0.00% NEW $58.71 +14.6%
1706 ATAI ATAI BECKLEY NV Healthcare 179,000.0 $732K 0.00% NEW $4.09 -4.2%
1707 IDA IDACORP INC Utilities 5,770.0 $730K 0.00% NEW $126.58 +13.0%
1708 GEM GOLDMAN SACHS ETF TR 17,499.0 $728K 0.00% NEW $41.62 +23.8%
1709 EUFN ISHARES TR 19,628.0 $728K 0.00% NEW $37.09 +4.7%
1710 ARLP ALLIANCE RESOURCE PARTNERS L Energy 31,328.0 $728K 0.00% NEW $23.23 +7.7%
1711 TSSI TSS INC DEL Technology 102,670.0 $726K 0.00% NEW $7.07 +80.8%
1712 XNTK SPDR SERIES TRUST 2,611.0 $726K 0.00% NEW $277.89 +32.8%
1713 PEY INVESCO EXCHANGE TRADED FD T 35,547.0 $725K 0.00% NEW $20.39 +14.8%
1714 QLTA ISHARES TR 15,046.0 $724K 0.00% NEW $48.09 -1.3%
1715 INGR INGREDION INC Consumer Defensive 6,559.0 $723K 0.00% NEW $110.26 -7.9%
1716 URTH ISHARES INC 3,889.0 $722K 0.00% NEW $185.77 +8.9%
1717 NNN NNN REIT INC Real Estate 18,126.0 $718K 0.00% NEW $39.63 +17.6%
1718 AVIV AMERICAN CENTY ETF TR 10,080.0 $718K 0.00% NEW $71.23 +10.7%
1719 ONLN PROSHARES TR 12,075.0 $715K 0.00% NEW $59.24 -8.3%
1720 RPV INVESCO EXCHANGE TRADED FD T 6,900.0 $713K 0.00% NEW $103.36 +13.3%
Page 86 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%