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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 8 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 TSI TCW STRATEGIC INCOME FD INC Financial Services 1,680.0 $8K NEW $4.49 +1.3%
142 ORIC ORIC PHARMACEUTICALS INC Healthcare 573.0 $7K NEW $12.67 -35.7%
143 IMAX IMAX CORP Communication Services 190.0 $7K NEW $38.01 -11.6%
144 ICOP ISHARES TR 150.0 $7K NEW $47.58 +7.7%
145 NUTX NUTEX HEALTH INC Healthcare 72.0 $7K NEW $95.04 +32.9%
146 RNEM FIRST TR EXCHANGE TRADED FD 125.0 $7K NEW $54.15 +1.4%
147 PINK SIMPLIFY EXCHANGE TRADED FUN 200.0 $7K NEW $33.66 +8.4%
148 UPSTREAM BIO INC 738.0 $7K NEW $9.00
149 PZG PARAMOUNT GOLD NEV CORP Basic Materials 4,000.0 $7K NEW $1.66 -18.1%
150 ABSI ABSCI CORPORATION Healthcare 2,162.0 $6K NEW $3.00 +64.8%
151 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 1,213.0 $6K NEW $5.32 -2.1%
152 EIC EAGLE POINT INCOME COMPANY I Financial Services 673.0 $6K NEW $9.44 +13.2%
153 BENITEC BIOPHARMA INC 582.0 $6K NEW $10.65
154 LOANDEPOT INC 4,324.0 $6K NEW $1.42
155 LTM LATAM AIRLINES GROUP SA Industrials 124.0 $6K NEW $49.44 -5.1%
156 WB WEIBO CORP Communication Services 649.0 $6K NEW $8.75 -7.2%
157 ALMS ALUMIS INC Healthcare 256.0 $6K NEW $22.03 -4.0%
158 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 578.0 $6K NEW $9.59 +2.4%
159 FRHC FREEDOM HOLDING CORP Financial Services 38.0 $6K NEW $144.87 -3.3%
160 CABA CABALETTA BIO INC Healthcare 2,000.0 $5K NEW $2.69 +22.3%
Page 8 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%