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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 76 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 PAYC PAYCOM SOFTWARE INC Technology 7,161.0 $1.1M 0.00% NEW $159.36 -15.6%
1502 DCOM DIME CMNTY BANCSHARES INC Financial Services 37,756.0 $1.1M 0.00% NEW $30.09 +33.2%
1503 HUM HUMANA INC Healthcare 4,432.0 $1.1M 0.00% NEW $256.18 +48.0%
1504 WDI WESTERN ASSET DIVERSIFIED IN Financial Services 82,102.0 $1.1M 0.00% NEW $13.81 -4.0%
1505 RJF RAYMOND JAMES FINL INC Financial Services 7,015.0 $1.1M 0.00% NEW $160.61 -3.9%
1506 FLNC FLUENCE ENERGY INC Utilities 56,949.0 $1.1M 0.00% NEW $19.78 +19.9%
1507 IIM INVESCO VALUE MUN INCOME TR Financial Services 91,154.0 $1.1M 0.00% NEW $12.32 +2.4%
1508 XPH SPDR SERIES TRUST 20,043.0 $1.1M 0.00% NEW $56.01 +7.6%
1509 ODFL OLD DOMINION FREIGHT LINE IN Industrials 7,157.0 $1.1M 0.00% NEW $156.81 +56.7%
1510 HXL HEXCEL CORP NEW Industrials 15,173.0 $1.1M 0.00% NEW $73.90 +32.2%
1511 PSFD PACER FDS TR 30,000.0 $1.1M 0.00% NEW $37.37 +5.8%
1512 BURL BURLINGTON STORES INC Consumer Cyclical 3,873.0 $1.1M 0.00% NEW $288.90 +17.2%
1513 XSOE WISDOMTREE TR 28,583.0 $1.1M 0.00% NEW $39.02 +23.9%
1514 JOBY JOBY AVIATION INC Industrials 84,308.0 $1.1M 0.00% NEW $13.20 -30.7%
1515 FUTY FIDELITY COVINGTON TRUST 20,083.0 $1.1M 0.00% NEW $55.22 +4.2%
1516 CEV EATON VANCE CALIF MUN INCOM Financial Services 110,426.0 $1.1M 0.00% NEW $10.04 +2.4%
1517 BLUEROCK PVT REAL ESTATE FD 73,720.0 $1.1M 0.00% NEW $15.00
1518 GTOP GOLDMAN SACHS ETF TR 27,924.0 $1.1M 0.00% NEW $39.51 +21.5%
1519 FSEP FIRST TR EXCHNG TRADED FD VI 21,379.0 $1.1M 0.00% NEW $51.56 +6.0%
1520 SPLB SPDR SERIES TRUST 48,602.0 $1.1M 0.00% NEW $22.58 -0.8%
Page 76 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%