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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 68 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 VONE VANGUARD SCOTTSDALE FDS 5,345.0 $1.7M 0.00% NEW $309.08 +8.4%
1342 IBDT ISHARES TR 64,263.0 $1.6M 0.00% NEW $25.46 -0.9%
1343 XSMO INVESCO EXCHANGE TRADED FD T 22,422.0 $1.6M 0.00% NEW $72.01 +18.4%
1344 IYY ISHARES TR 9,737.0 $1.6M 0.00% NEW $165.82 +8.7%
1345 LYFT LYFT INC Technology 83,341.0 $1.6M 0.00% NEW $19.37 -30.4%
1346 HDB HDFC BANK LTD Financial Services 44,117.0 $1.6M 0.00% NEW $36.54 -32.6%
1347 JCPB J P MORGAN EXCHANGE TRADED F 34,002.0 $1.6M 0.00% NEW $47.35 -1.6%
1348 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 41,810.0 $1.6M 0.00% NEW $38.48 -0.8%
1349 SEALED AIR CORP NEW 38,789.0 $1.6M 0.00% NEW $41.43
1350 IFRA ISHARES TR 30,539.0 $1.6M 0.00% NEW $52.62 +15.0%
1351 PUTNAM ETF TRUST 161,622.0 $1.6M 0.00% NEW $9.93
1352 NULG NUSHARES ETF TR 16,382.0 $1.6M 0.00% NEW $97.80 +12.6%
1353 FSMD FIDELITY COVINGTON TRUST 36,241.0 $1.6M 0.00% NEW $44.13 +12.0%
1354 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 35,039.0 $1.6M 0.00% NEW $45.40 -7.2%
1355 FDD FIRST TR EXCHANGE-TRADED FD 90,780.0 $1.6M 0.00% NEW $17.50 +13.2%
1356 SA SEABRIDGE GOLD INC Basic Materials 53,673.0 $1.6M 0.00% NEW $29.59 +3.6%
1357 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 149,847.0 $1.6M 0.00% NEW $10.48 +17.1%
1358 FXG FIRST TR EXCHANGE TRADED FD 25,750.0 $1.6M 0.00% NEW $60.68 -0.4%
1359 ITM VANECK ETF TRUST 33,045.0 $1.6M 0.00% NEW $47.16 -1.5%
1360 JBBB JANUS DETROIT STR TR 32,540.0 $1.6M 0.00% NEW $47.70 -0.7%
Page 68 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%