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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 65 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 SYFI AB ACTIVE ETFS INC 51,184.0 $1.8M 0.00% NEW $35.93 -0.6%
1282 WY WEYERHAEUSER CO MTN BE Real Estate 77,466.0 $1.8M 0.00% NEW $23.69 -1.9%
1283 PCEF INVESCO EXCH TRADED FD TR II 92,270.0 $1.8M 0.00% NEW $19.88 +0.1%
1284 EFX EQUIFAX INC Industrials 8,453.0 $1.8M 0.00% NEW $216.99 -24.8%
1285 FIW FIRST TR EXCHANGE-TRADED FD 16,866.0 $1.8M 0.00% NEW $108.64 -6.7%
1286 SHYG ISHARES TR 42,588.0 $1.8M 0.00% NEW $42.87 -1.0%
1287 BLACKROCK N Y MUN INCOME TRU 179,595.0 $1.8M 0.00% NEW $10.14
1288 RWK INVESCO EXCH TRADED FD TR II 14,395.0 $1.8M 0.00% NEW $126.46 +8.7%
1289 HYI WESTERN ASSET HIGH YIELD OPP Financial Services 163,013.0 $1.8M 0.00% NEW $11.16 -5.8%
1290 NFG NATIONAL FUEL GAS CO Energy 22,691.0 $1.8M 0.00% NEW $80.06 +1.5%
1291 GRMN GARMIN LTD Technology 8,954.0 $1.8M 0.00% NEW $202.85 +18.2%
1292 WPM WHEATON PRECIOUS METALS CORP Basic Materials 15,447.0 $1.8M 0.00% NEW $117.52 +8.2%
1293 BITWISE FUNDS TRUST 91,058.0 $1.8M 0.00% NEW $19.93
1294 KNTK KINETIK HOLDINGS INC Energy 50,328.0 $1.8M 0.00% NEW $36.05 +39.1%
1295 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 41,895.0 $1.8M 0.00% NEW $43.30 +61.8%
1296 PPG PPG INDS INC Basic Materials 17,689.0 $1.8M 0.00% NEW $102.47 +1.9%
1297 BXP BXP INC Real Estate 26,854.0 $1.8M 0.00% NEW $67.48 -10.9%
1298 BLACKROCK MUNIYIELD FD INC 172,255.0 $1.8M 0.00% NEW $10.49
1299 BMO BANK MONTREAL QUE Financial Services 13,904.0 $1.8M 0.00% NEW $129.79 +23.1%
1300 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 23,771.0 $1.8M 0.00% NEW $75.91 -28.0%
Page 65 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%